Brandon M. Nelson

OSAIC WEALTH

SALT LAKE CITY, UT 84121

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CRD#: 3125377

Professional summary

Brandon M Nelson, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Salt Lake City, Utah.

Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Brandon has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Comprehensive Financial Planni...

Tax Planning

Education Planning

Retirement Planning

Estate Planning

Investment Planning

Employee and Employer Plan Ben...

Business Succession Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) BRANDON NELSON, 3165 E. MILLROCK DR., SUITE 450, HOLLADAY, UT 84121 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERING ACCIDENT & HEALTH INSURANCE, DISABILITY INSURANCE, FIXED ANNUITIES, HEALTH SAVINGS ACCOUNTS, INDEXED ANNUITIES, INVESTMENT ADVISORY SERVICES, FIXED LIFE SETTLEMENT, PREMIUM FINANCING, FIXED LIFE INSURANCE. START DATE: 08/01/98 HOURS PER MONTH: 160 HOURS PER MONTH DURING TRADING HOURS: 160 2) AGRIBUSINESS SUCCESSION ADVISORS, LLC., DBA ASA, 3165 E MILLROCK DR., STE 300, HOLLADAY, UT 84121 CATEGORY: LEGAL ENTITY/INSURANCE SALES INVESTMENT RELATED: YES TITLE: OWNER/AGENT DUTIES: LLC IS USED TO MANAGE BUSINESS EXPENSES, DBA IS USED TO MARKET AND OFFER HEALTH, DISABILITY, LONG-TERM CARE, PROPERTY & CASUALTY AND TRADITIONAL LIFE INSURANCE ALONG WITH COMMISSION-BASED GROUP BENEFITS, FIXED ANNUITIES, LIFE SETTLEMENTS AND PREMIUM FINANCING. START DATE: 10/2023 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 20 3) STAKE ASSISTANT CLERK FINANCE FOR THE CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS POSITION: Stake assistant clerk finance NATURE: Stake Clerks. The stake president assigns the stake clerk or an assistant stake clerk finance to help with stake financial record keeping. Clerks carefully follow current policies to safeguard Church funds and ensure that Church records are accurate. The clerk has the following responsibilities: Record and deposit any funds received with a member of the stake presidency. Reimburse members for stake expenses. All reimbursements are reviewed and submitted by the clerk and then approved by a member of the Stake Presidency and then funds are released to the member. Review the financial statement each month and ensure that any issues are resolved promptly. Help the stake presidency prepare the annual stake budget (see 34.6.1 and 34.6.2).Verify that each ward has submitted the annual tithing declaration report. Participate in financial audits by stake auditors and take corrective actions if needed (see 34.7). Assist bishoprics with training ward clerks. Clerks should hold the Melchizedek Priesthood. This is an ecclesiastic calling I have been given by my church. I didn't volunteer to this position but have been asked to serve as my duty to my church. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 04/28/2024 ADDRESS: 10860 S 3200 W, South Jordan UT 84095, United States DESCRIPTION: The Stake will be assigned funds to pay for various church activities and expenses. I will oversee these expenses and make sure all expenses are accounted for and review all reimbursement requests. I also provide the records known for financial audits. I will record this information in the Church computer systems and will help make Stake budgets for our Church members.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon M Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Brandon M Nelson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Experience

Current

January 24, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 3165 East Millrock Drive Suite 300, Salt Lake City, UT 84121

RIA

CRD#: 23131

SALT LAKE CITY, UT

Current

January 24, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 3165 East Millrock Drive Suite 300, Salt Lake City, UT 84121

RIA

CRD#: 23131

SALT LAKE CITY, UT

Past

September 19, 2001 - January 24, 2025

OSAIC FA, INC.

RIA

CRD#: 3978

SALT LAKE CITY, UT

Past

September 4, 2001 - May 31, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

September 4, 2001 - January 24, 2025

OSAIC FA, INC.

CRD#: 3978

SALT LAKE CITY, UT

Past

November 20, 1998 - September 14, 2001

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/24/2025)

California
(1/24/2025)

Colorado
(1/24/2025)

Idaho
(1/24/2025)

Illinois
(1/24/2025)

Massachusetts
(1/24/2025)

Missouri
(1/24/2025)

Montana
(1/24/2025)

Nevada
(1/24/2025)

New Mexico
(1/24/2025)

North Carolina
(1/24/2025)

Ohio
(1/24/2025)

South Dakota
(1/24/2025)

Texas
(1/24/2025)

IAR

Texas
(1/24/2025)

Utah
(1/24/2025)

IAR

Utah
(1/24/2025)

Washington
(1/24/2025)

Wisconsin
(6/23/2025)

Wyoming
(1/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/13/1998

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Brandon M. Nelson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon M Nelson's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Brandon M Nelson's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/1999

Series 63

Date: 10/29/1998

SIE

Date: 10/1/2018

Series 7

Date: 10/17/2001

Series 6

Date: 11/13/1998

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

Contact information

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