Bradley L. Mills
Professional summary
Bradley Lyle Mills, who also goes by Bradley Mills, is a registered financial professional currently at SYMETRA SECURITIES, INC. located in Bellevue, Washington.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 1998. Bradley has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bradley Lyle Mills's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2014 - Present
SYMETRA SECURITIES, INC.
Office #1: 777 108th Avenue Ne Suite 1200, Bellevue, WA 98004-5153January 3, 2013 - September 12, 2014
PRUCO SECURITIES, LLC.
October 14, 2008 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
April 14, 2008 - May 8, 2008
VOYA FINANCIAL ADVISORS, INC.
January 3, 2005 - February 5, 2007
VP DISTRIBUTORS LLC
June 4, 2003 - January 11, 2005
ADP BROKER-DEALER, INC.
January 1, 2002 - June 17, 2003
EQUITABLE ADVISORS, LLC
September 29, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 29, 1998 - June 17, 2003
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2014)
(9/29/2014)
(9/29/2014)
(2/24/2016)
(2/18/2016)
(2/24/2016)
(2/24/2016)
(2/27/2025)
(9/29/2014)
Exams
FINRA
Current Firm
SYMETRA SECURITIES, INC.
CRD#: 739 / SEC#: , 8-13470
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SYMETRA FINANCIAL CORPORATION | OWNER | |
| BALKOVETZ, CHANTEL LEE | DIRECTOR | 2490011 |
| DIMITRI, DAVID MICHAEL | SECRETARY | 4806001 |
| DOW, SHANEN LYNN | ASSISTANT TREASURER | 7676848 |
| ELLIS, COURTNEY LYNN | CHIEF OPERATING OFFICER | 5460601 |
| FARRELL, ANDREW MICHAEL | PRESIDENT, DIRECTOR | 4463467 |
| HANSON, COLLEEN | ASSISTANT VICE PRESIDENT, FINANCIAL AND OPERATIONS PRINCIPAL | 7271134 |
| MURPHY, COLLEEN MARY | DIRECTOR | 4842602 |
| NORBERG, KRISTIN ROUST | VICE PRESIDENT | 7033021 |
| OBERDECK, ANDREW A | ASSISTANT SECRETARY | 8015633 |
| OTTO, JOSEPHINE R | ASSISTANT SECRETARY | 8015301 |
| RABIN, KEVIN WILLIAM | DIRECTOR | 7033042 |
| SANDERS, BARBARA ANN | CHIEF COMPLIANCE OFFICER | 2206030 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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