Benjamin M. Morof
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Mark Morof was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 2000. Benjamin had worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2012 - January 27, 2017
OBD SECURITIES LLC
June 23, 2009 - November 2, 2011
OPTIVER US LLC
September 30, 2003 - March 24, 2009
BROKERSXPRESS LLC
November 8, 2000 - March 24, 2009
OPTIONSXPRESS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
OBD SECURITIES LLC
CRD#: 153008 / SEC#: , 8-68497
Contact information
Documents
Red Flags
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