Jason D. Sterling
Professional summary
Jason Daniel Sterling, who also goes by Jay Daniel Sterling, is a registered financial professional currently at THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1998. Jason has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Daniel Sterling's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2015 - Present
THRIVENT DISTRIBUTORS, LLC
Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265Office #2: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211July 15, 2014 - February 18, 2019
THRIVENT INVESTMENT MANAGEMENT INC.
October 18, 2011 - February 28, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
September 29, 2011 - November 26, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
November 9, 2004 - March 18, 2014
HARTFORD FUNDS DISTRIBUTORS, LLC
October 21, 1998 - February 23, 2004
IDS LIFE INSURANCE COMPANY
October 21, 1998 - February 23, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
THRIVENT DISTRIBUTORS, LLC
CRD#: 179512 / SEC#: , 8-69606
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BEAVER, TROY ALAN | ELECTED MANAGER AND VICE PRESIDENT | 5099275 |
| CLOUTIER, JEFFREY DAVID | CHIEF FINANCIAL OFFICER | 5656265 |
| DRYDEN, EDWARD STUART | CHIEF COMPLIANCE OFFICER | 2033420 |
| JACKSON, JOHN DAVID | CHIEF LEGAL OFFICER AND SECRETARY | 5877878 |
| KREMENAK, MICHAEL WALDEN | ELECTED MANAGER AND PRESIDENT | 5892015 |
| RIESTERER, JAMIE LEE | ELECTED MANAGER | 4784706 |
Red Flags
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