Janet R. Dexter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet Renee Dexter, who also goes by Janet Renee Luepkes, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1998. Janet had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2016 - June 21, 2017
BMO HARRIS FINANCIAL ADVISORS, INC.
February 22, 2005 - March 2, 2007
CETERA INVESTMENT SERVICES LLC
January 7, 2002 - December 31, 2003
PFIC SECURITIES CORPORATION
June 7, 2000 - December 8, 2001
U.S. BANCORP INVESTMENTS, INC.
October 12, 1998 - May 28, 1999
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
