Kathryn M. Lyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathryn Marie Lyle was a registered financial professional .
Kathryn is a previously registered financial professional and started their career in finance in 1998. Kathryn had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2012 - September 4, 2015
FALLS FINANCIAL GROUP LLC
June 25, 2009 - November 11, 2010
SECURITIES AMERICA ADVISORS, INC.
September 13, 2005 - November 11, 2010
SECURITIES AMERICA, INC.
January 24, 2001 - September 13, 2005
OSAIC FA, INC.
January 17, 2001 - September 13, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 17, 2001 - September 13, 2005
OSAIC FA, INC.
December 7, 1998 - December 22, 2000
HOCHMAN & BAKER SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FALLS FINANCIAL GROUP LLC
CRD#: 156103 / SEC#:
Contact information
Red Flags
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