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RP

Robert D. Pfeifer

FROST INVESTMENT ADVISORS
San Antonio, TX 78205
Some features on this profile are disabled
CRD#: 3124248
RP

Professional summary

Robert Dean Pfeifer, who also goes by Bob Pfeifer, Robert D Pfeifer, Robert Dean Pfeifer Jr, is a registered financial advisor currently at FROST INVESTMENT ADVISORS, LLC located in San Antonio, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 7 firms and has passed the Series 65, Series 63, Series 55, Series 7, Series 4, Series 53 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Bob Pfeifer | Robert D Pfeifer | Robert Dean Pfeifer Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Dean Pfeifer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 9, 2010 - Present

FROST INVESTMENT ADVISORS, LLC

Office #1: 111 West Houston Street 10th Floor, San Antonio, TX 78205
RIA
CRD#: 146148
San Antonio, TX
Past

January 22, 2008 - August 23, 2010

COMMERCE STREET INVESTMENT MANAGEMENT

RIA
CRD#: 144278
DALLAS, TX
Past

September 18, 2007 - August 23, 2010

COMMERCE STREET CAPITAL, LLC

BD
CRD#: 143797
DALLAS, TX
Past

September 13, 2006 - October 12, 2007

SAMCO CAPITAL MARKETS, INC.

BD
CRD#: 136532
DALLAS, TX
Past

April 3, 2006 - September 22, 2006

HILLTOP SECURITIES ASSET MANAGEMENT, LLC

RIA
CRD#: 110760
DALLAS, TX
Past

September 13, 2004 - September 22, 2006

FIRST SOUTHWEST COMPANY, LLC

BD
CRD#: 316
DALLAS, TX
Past

October 29, 1998 - September 23, 2004

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
FROST INVESTMENT ADVISORS, LLC
FROST INVESTMENT ADVISORS, LLC | FROST WEALTH MANAGEMENT SERVICES | FROST INVESTMENT MANAGEMENT COMPANY

CRD#: 146148 / SEC#: 801-68724

RIA
Registered Investment Advisory firm - (1/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(9/9/2010)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/18/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 11/20/1998
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 7/9/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 10/28/1998
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/8/1999
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 6/1/1999
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/12/1999
General Securities Principal Examination

Current Firm

FI
FROST INVESTMENT ADVISORS, LLC
FROST INVESTMENT ADVISORS, LLC | FROST WEALTH MANAGEMENT SERVICES | FROST INVESTMENT MANAGEMENT COMPANY

CRD#: 146148 / SEC#: 801-68724

RIA
Registered Investment Advisory firm - (1/25/2008 Approved)
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Contact information

Main Address
111 West Houston Street 10th Floor, San Antonio, TX 78205
Mailing Address
Post Office Box 2509, San Antonio, TX 78299-2509
Phone number
(210) 220-5070
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (10/21/2025)

Regulatory assets under management

Total Number of Accounts10
AUM (Assets Under Management)$ 5,435,683,122

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/10/2024
Cover Page
Report
11/09/2023
Cover Page
Report
12/09/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FROST INVESTMENT ADVISORS, LLC

CRD#: 146148San Antonio, TX 78205

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