Kristy B. Legrande

INNOVEST PORTFOLIO SOLUTIONS LLC

Denver, CO 80237

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CRD#: 3123963

Professional summary

Kristy Beth Legrande, who also goes by Kristy Beth Gaschler, is a registered financial advisor currently at INNOVEST PORTFOLIO SOLUTIONS LLC located in Denver, Colorado.

Kristy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kristy has worked at 3 firms and has passed the Series 63, Series 3, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristy Beth Gaschler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristy Beth Legrande's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2018 - Present

INNOVEST PORTFOLIO SOLUTIONS LLC

Office #1: 7979 E. Tufts Ave. Suite 1700, Denver, CO 80237

RIA

CRD#: 106110

Denver, CO

Past

April 20, 2000 - August 6, 2001

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

October 20, 1998 - May 1, 2000

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVEST PORTFOLIO SOLUTIONS LLC

CITYWIDE WEALTH MANAGEMENT | INSIGHT EMPLOYEE BENEFIT COMMUNICATIONS | INNOVEST PORTFOLIO SOLUTIONS LLC | INNOVEST PORTFOLIO SOLUTIONS INC

CRD#: 106110 / SEC#: 801-51483

RIA

Registered Investment Advisory firm - (3/19/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/3/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/16/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/8/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/13/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 1/9/2014

NFA Branch Manager Examination

Current Firm

INNOVEST PORTFOLIO SOLUTIONS LLC

CITYWIDE WEALTH MANAGEMENT | INSIGHT EMPLOYEE BENEFIT COMMUNICATIONS | INNOVEST PORTFOLIO SOLUTIONS LLC | INNOVEST PORTFOLIO SOLUTIONS INC

CRD#: 106110 / SEC#: 801-51483

RIA

Registered Investment Advisory firm - (3/19/1996 Approved)

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Contact information

Main Address

7979 E. Tufts Ave. Suite 1700, Denver, CO 80237

Mailing Address

Phone number

(303) 694-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INNOVEST PORTFOLIO SOLUTIONS LLC (8/25/2025)

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/31/2025	Cover Page	Report
03/19/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kristy B. Legrande

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristy Beth Legrande's CRS (Customer Relationship Summary).

Certified licenses

Experience

BANC OF AMERICA SECURITIES LLC

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

INNOVEST PORTFOLIO SOLUTIONS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/16/1998

Series 3

Date: 11/8/2012

Series 7

Date: 10/13/1998

Series 30

Date: 1/9/2014

Current Firm

INNOVEST PORTFOLIO SOLUTIONS LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Accountant surprise examination report

Red Flags

Company Information

INNOVEST PORTFOLIO SOLUTIONS LLC

TRUST BUT VERIFY

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