Teresa R. Brooks
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Renee Brooks, AIF®, CFP®, who also goes by Teresa Renee Bauer, Teresa Renee Van Horn, was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 2000. Teresa had worked at 4 firms and has passed the Series 63, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
March 6, 2015 - August 6, 2015
WISCONSIN CAPITAL MANAGEMENT, LLC
January 12, 2012 - January 9, 2019
SVA WEALTH MANAGEMENT, LLC
June 5, 2007 - July 8, 2013
QUASAR DISTRIBUTORS, LLC
February 11, 2003 - March 1, 2005
QUASAR DISTRIBUTORS, LLC
March 23, 2001 - December 31, 2014
WISCONSIN CAPITAL MANAGEMENT, LLC
February 23, 2000 - February 21, 2001
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
WISCONSIN CAPITAL MANAGEMENT, LLC
CRD#: 110394 / SEC#: 801-53829
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WISCONSIN CAPITAL MANAGEMENT, LLC
CRD#: 110394 / SEC#: 801-53829
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 99 |
| AUM (Assets Under Management) | $ 256,585,053 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
