Daniel Padilla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Padilla JR was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2001. Daniel had worked at 5 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 11, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 23, 2019 - January 16, 2026
SAN BLAS SECURITIES LLC
September 30, 2014 - November 22, 2019
IFS SECURITIES
May 25, 2011 - October 2, 2014
DIVINE CAPITAL MARKETS LLC
September 27, 2004 - May 24, 2011
SETON SECURITIES GROUP, INC.
April 9, 2001 - September 29, 2004
MAGNA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 4/22/2025
Municipal Securities Representative ExaminationSeries 99TO
Date: 4/21/2025
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/18/2003
Limited Representative-Equity Trader ExamSeries 11
Date: 3/7/2001
Assistant Representative-Order Processing Qualification ExamCurrent Firm
SAN BLAS SECURITIES LLC
CRD#: 290605 / SEC#: , 8-70036
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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