William G. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William George Long, who also goes by Bill Long, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1971. William had worked at 14 firms and has passed the Series 63, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2005 - June 28, 2006
BROKERSXPRESS LLC
June 23, 2004 - February 28, 2005
T.R. WINSTON & COMPANY, LLC
October 16, 1998 - June 22, 2004
GREATER METROPOLITAN INVESTMENT SERVICES, INC.
November 30, 1988 - October 9, 1998
FIRST MONTAUK SECURITIES CORP.
July 29, 1988 - November 30, 1988
MOORE & SCHLEY, CAMERON & CO.
March 5, 1982 - May 28, 1988
PHILIPS, APPEL & WALDEN, INC.
August 12, 1980 - April 28, 1982
PATTEN SECURITIES CORP.
July 28, 1978 - February 7, 1984
A. L. WILLIAMSON & COMPANY
April 10, 1978 - October 7, 1978
FRIEDMAN, MANGER & CO., INC.
February 26, 1976 - August 30, 1985
COSENTINO & DE FELICE, INC.
April 14, 1975 - November 22, 1976
COLONIAL SECURITIES, INC.
May 16, 1974 - April 28, 1975
PHILIPS, APPEL & WALDEN, INC.
June 7, 1973 - September 5, 1975
PRESSMAN, FROHLICH & FROST, INC.
July 11, 1972 - June 24, 1973
TODD AND COMPANY, INC.
November 16, 1971 - August 19, 1972
CARLTON CAMBRIDGE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 3/15/1982
AMEX Put and Call ExamSeries 1
Date: 11/11/1971
Registered Representative ExaminationCurrent Firm
BROKERSXPRESS LLC
CRD#: 127081 / SEC#: 801-66123, 8-65953
Contact information
Disclosures
| Regulatory Event | 6 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
