DC
Donald R. Calvert
U.S. BANCORP INVESTMENTS
Cody, WY 82414
Some features on this profile are disabled
CRD#: 3123336
DC
Professional summary
Donald Rex Calvert is a registered financial advisor currently at U.S. BANCORP INVESTMENTS, INC. located in Cody, Wyoming.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Donald has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Comea Homeless Shelter; Non Investment-Related; Cheyenne, WY; Help the homeless population of Cheyenne; Former Board Member/ Consultant; 01/2022; 1 hour/ month; 0 hours/ trading; No direct duties. Help the ED with long term planning (non financial). 2) Rental property; Investment-Related; Cheyenne, WY; Renting residence for Frontier Days in Cheyenne, WY; Owner of home; 7/2023; 2 hours/month; 0 hours/trading; providing our home for rental during a large, 10-day rodeo and concert event. The home is within 150 yards of the main entrance to the grounds. 3) Cheyenne Depot Museum; Not investment-related; Cheyenne, WY; Promotion and Operation of The Cheyenne Depot; Board Member/Treasurer; 11/2023; 2 hours/month; 0 hours/trading; Serve on the board as a voting member, fundraising and outlook for The Cheyenne Depot.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Rex Calvert's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donald Rex Calvert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 24, 2020 - Present
U.S. BANCORP INVESTMENTS, INC.
Office #1: 1132 Beck Ave, Cody, WY 82414Office #2: 203 S Main, Sheridan, WY 82801Office #3: 2020 Carey Ave, Cheyenne, WY 82001Office #4: 435 W First St, Casper, WY 82601Office #5: 1437 Prairie Ave, Cheyenne, WY 82009Office #6: 568 N Third St, Laramie, WY 82072Office #7: 702 E 27th St, Scottsbluff, NE 69361RIA
BD
CRD#: 17868
Cody, WY
Current
September 24, 2020 - Present
U.S. BANCORP INVESTMENTS, INC.
Office #1: 1132 Beck Ave, Cody, WY 82414Office #2: 203 S Main, Sheridan, WY 82801Office #3: 2020 Carey Ave, Cheyenne, WY 82001Office #4: 435 W First St, Casper, WY 82601Office #5: 1437 Prairie Ave, Cheyenne, WY 82009Office #6: 568 N Third St, Laramie, WY 82072Office #7: 702 E 27th St, Scottsbluff, NE 69361RIA
BD
CRD#: 17868
Cody, WY
Past
January 3, 2011 - September 30, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CHEYENNE, WY
Past
January 3, 2011 - September 30, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CHEYENNE, WY
Past
December 2, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
BILLINGS, MT
Past
December 1, 2010 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
BILLINGS, MT
Past
May 7, 2009 - December 6, 2010
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
ORLANDO, FL
Past
May 1, 2009 - December 6, 2010
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
ORLANDO, FL
Past
February 10, 2004 - February 9, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
OVERLAND PARK, KS
Past
January 30, 2004 - February 9, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
OVERLAND PARK, KS
Past
November 16, 1998 - February 23, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
ORLANDO, FL
Past
November 13, 1998 - February 23, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP INVESTMENTS, INC.
CENTRAL INVESTMENT SERVICES, INC. | US BANCORP | U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP INVESTMENTS | FBS INVESTMENT SERVICES, INC.
CRD#: 17868 / SEC#: 801-68122, 8-35359
RIA
Registered Investment Advisory firm - SEC (7/23/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)California
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)Idaho
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/23/2007 Terminated)Iowa
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)Missouri
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nebraska
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/15/2007 Terminated)Ohio
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Oregon
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Tennessee
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Texas
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Utah
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Washington
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(10/1/2020)
RR
Arizona(12/14/2020)
RR
California(10/8/2020)
RR
Colorado(9/24/2020)
RR
Florida(9/24/2020)
RR
Georgia(4/19/2023)
RR
Idaho(9/24/2020)
RR
Montana(9/25/2020)
RR
Nebraska(9/24/2020)
RR
Nevada(9/24/2020)
RR
New Hampshire(8/26/2022)
RR
New York(12/2/2022)
RR
Ohio(1/23/2023)
RR
South Dakota(9/24/2020)
RR
Texas(10/8/2020)
IAR
Texas(6/10/2024)
RR
Utah(12/2/2022)
RR
Virginia(10/8/2020)
RR
Washington(12/8/2020)
RR
Wisconsin(9/24/2020)
RR
Wyoming(9/24/2020)
IAR
Wyoming(9/24/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP INVESTMENTS, INC.
CENTRAL INVESTMENT SERVICES, INC. | US BANCORP | U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP INVESTMENTS | FBS INVESTMENT SERVICES, INC.
CRD#: 17868 / SEC#: 801-68122, 8-35359
RIA
Registered Investment Advisory firm - SEC (7/23/2007 Approved)Arizona
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Arkansas
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)California
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Colorado
Registered Investment Advisory firm - SEC (7/26/2007 Terminated)Idaho
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Illinois
Registered Investment Advisory firm - SEC (7/23/2007 Terminated)Iowa
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Kentucky
Registered Investment Advisory firm - SEC (7/25/2007 Terminated)Missouri
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nebraska
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Nevada
Registered Investment Advisory firm - SEC (8/15/2007 Terminated)Ohio
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Oregon
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)South Dakota
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Tennessee
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Texas
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Utah
Registered Investment Advisory firm - SEC (8/23/2007 Terminated)Washington
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (7/24/2007 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107
Mailing Address
60 Livingston Avenue Ep-mn-n2wc, Saint Paul, MN 55107
Phone number
(800) 888-4700
Established
Delaware since 02/25/1974
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
2,152
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | PARENT CORPORATION | |
| AHMAD, MASOOD | SENIOR VICE PRESIDENT, OPERATIONS MANAGER | 7887624 |
| BEJASA, EILEEN | DIRECTOR | 7002808 |
| CLARK, SHANNON KEITH | DIRECTOR AND CHIEF FINANCIAL OFFICER | 5829700 |
| FERGUSON, KIMBERLY NICOLE | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 4120145 |
| FLOUM, JOEL IRA | DIRECTOR | 2405754 |
| LAWLOR, BETH D | DIRECTOR | 5352662 |
| MCCARTHY, MATTHEW RYAN | CHIEF LEGAL OFFICER | 6818984 |
| MOLLOY, JOHN WILLIAM JR. | DIRECTOR | 1939358 |
| ROLLAND, JODI THOMPSON | DIRECTOR | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER, DIRECTOR | 5025315 |
| STEGEMEYER, STEPHEN KYLE | DIRECTOR | 2793064 |
| STEINER, STEPHEN WARD | CHIEF OPERATING OFFICER, SENIOR VICE PRESIDENT AND DIRECTOR | 2259345 |
| WHANG, JAMES | DIRECTOR | 2737019 |
Regulatory assets under management
| Total Number of Accounts | 66,996 |
| AUM (Assets Under Management) | $ 19,296,734,956 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2024 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
U.S. BANCORP INVESTMENTS, INC.
CRD#: 17868Cody, WY 82414TRUST BUT VERIFY
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