Kelly R. Smith
Professional summary
Kelly Reed Smith, who also goes by Kelly Smith, is a registered financial advisor currently at CERTIS CAPITAL MANAGEMENT, INC. located in Santa Barbara, California and MERUS ADVISORS, LLC located in Santa Barbara, California.
Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Kelly has worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kelly Reed Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2008 - Present
CERTIS CAPITAL MANAGEMENT, INC.
Office #1: 38 El Paseo Building, Santa Barbara, CA 93101September 9, 2016 - Present
MERUS ADVISORS, LLC
Office #1: 801 Garden Street Suite 300, Santa Barbara, CA 93101January 27, 2003 - October 27, 2004
CREDIT SUISSE SECURITIES (USA) LLC
January 17, 2003 - October 27, 2004
CREDIT SUISSE SECURITIES (USA) LLC
March 14, 2001 - September 4, 2002
CREDIT SUISSE SECURITIES (USA) LLC
October 21, 1998 - January 17, 2003
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/2008)
Exams
Current Firm
CERTIS CAPITAL MANAGEMENT, INC.
CRD#: 144290 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 24 |
| AUM (Assets Under Management) | $ 183,860,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CERTIS CAPITAL MANAGEMENT, INC.
CRD#: 144290Santa Barbara, CA 93101TRUST BUT VERIFY
Monitor Kelly Smith
Get automatic monthly alerts on:
