AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RB

Ronald A. Brodis

Some features on this profile are disabled
CRD#: 31232
RB

Professional summary

Ronald Alan Brodis was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Ronald is a previously registered financial professional and started their career in finance in 1970. Prior to being barred, Ronald had worked at 9 firms, which includes COMPREHENSIVE CAPITAL CORPORATION, WHITEHALL WELLINGTON INVESTMENTS INC., TASIN & COMPANY INC., G. K. SCOTT & CO. INC., MONARCH FINANCIAL CORPORATION OF AMERICA, ROBYNS CAPITAL CORP., HIBBARD BROWN & CO. INC., STUART COLEMAN & CO. INC., BRODIS SECURITIES INCORPORATED.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 8, 1998 - April 25, 2000

COMPREHENSIVE CAPITAL CORPORATION

BD
CRD#: 6215
GREAT NECK, NY
Past

July 21, 1997 - May 18, 1998

WHITEHALL WELLINGTON INVESTMENTS, INC.

BD
CRD#: 38022
PORT WASHINGTON, NY
Past

February 19, 1997 - May 14, 1997

TASIN & COMPANY, INC.

BD
CRD#: 30709
HAUPPAUGE, NY
Past

September 30, 1991 - February 18, 1997

COMPREHENSIVE CAPITAL CORPORATION

BD
CRD#: 6215
GREAT NECK, NY
Past

July 16, 1990 - September 30, 1991

G. K. SCOTT & CO., INC.

BD
CRD#: 3305
PLAINVIEW, NY
Past

October 10, 1989 - July 17, 1990

MONARCH FINANCIAL CORPORATION OF AMERICA

BD
CRD#: 23437
NEW YORK, NY
Past

November 3, 1988 - December 8, 1989

ROBYNS CAPITAL CORP.

BD
CRD#: 19980
Past

November 21, 1986 - October 4, 1988

HIBBARD BROWN & CO., INC.

BD
CRD#: 18246
Past

January 17, 1986 - November 25, 1986

STUART, COLEMAN & CO., INC.

BD
CRD#: 8642
Past

September 1, 1970 - January 1, 1986

BRODIS SECURITIES INCORPORATED

BD
CRD#: 1135

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/17/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 1
Date: 8/26/1970
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/10/1992
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/8/1991
General Securities Principal Examination
Principal/Supervisory Exam
RR
F04
Date: 8/1/1974
Financial Principal Examination
Principal/Supervisory Exam
RR
Series 00
Date: 8/1/1974
General Securities Principal Examination

Current Firm

CC
COMPREHENSIVE CAPITAL CORPORATION
COMPREHENSIVE CAPITAL CORP. | COMPREHENSIVE CAPITAL CORPORATION

CRD#: 6215 / SEC#: , 8-17087

BD
Terminated by SEC on 02/19/2003
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Mailing Address
Phone number
Established
New York since 04/05/1972
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
KEVORKIAN, STEVEN VICTORPRESIDENT,CHIEF FINANCIAL OFFICER1865793
KEVORKIAN, DEBORAH ANNVP-SEC/TRES1331180

Disclosures

Regulatory Event4
Arbitration7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMPREHENSIVE CAPITAL CORPORATION

CRD#: 6215

TRUST BUT VERIFY

Monitor Ronald Brodis

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics