Jon-paul Holyoak

HOLYOAK WEALTH MANAGEMENT

Scottsdale, AZ

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CRD#: 3123115

Professional summary

Jon-paul Holyoak, who also goes by Jonpaul Holyoak, is a registered financial advisor currently at HOLYOAK WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.

Jon-paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jon-paul has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonpaul Holyoak

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OFFICER-JP AND J MARKETING SERVICES, INC. PARADISE VALLEY, AZ 10/2012 SET UP TO PROVIDE FOR AN INDIDUALIZED HEALTH CARE PLAN FOR SPECIAL NEEDS DAUGHTER PROVIDES MARKETING SERVICES TO A VARIETY OF COMPANIES, NOT INVESTMENT RELATED 10 HOURS PER MONTH DEVOTED TO ACTIVITIES 0 HOURS DEVOTED DURING MARKET HOURS Life MEMBER-SCOTTSDALE CHARROS SCOTTSDALE, AZ 501(C)6 ORGANIZATION THAT BENEFITS THE SCOTTSDALE UNIFIED SCHOOL DISTRICT AND OTHER LOCAL CHARITIES, NOT INVESTMENT RELATED 4-5 HOURS PER MONTH DEVOTED TO ACTIVITIES 0 HOURS DURING MARKET HOURS BOARD MEMBER 2012-2013, THE CHARRO FOUNDATION SCOTTSDALE, AZ 501(C)6 ORGANIZATION WHICH IS THE FOUNDATION ARM OF THE SCOTTSDALE CHARROS. BENEFITS THE SCOTTSDALE UNIFIED SCHOOL DISTRICT AND OTHER LOCAL CHARITIES, NOT INVESTMENT RELATED 2 HOURS PER QUARTER SPENT ON ACTIVITIES 0 HOURS DURING MARKET HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon-paul Holyoak's CRS (Customer Relationship Summary).

ARMA FINANCIAL SERVICES, INC.

CRD#: 18033

SCOTTSDALE, AZ

Past

September 19, 2002 - November 26, 2003

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SCOTTSDALE, AZ

Past

February 20, 2001 - November 26, 2003

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 16, 1999 - February 2, 2001

ARMA FINANCIAL SERVICES, INC.

CRD#: 18033

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/19/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/1999

General Securities Representative Examination

Current Firm

HOLYOAK WEALTH MANAGEMENT, LLC

HOLYOAK WEALTH MANAGEMENT, LLC | HOLYOAK, JON-PAUL

CRD#: 170868 / SEC#:

Arizona

Registered Investment Advisory firm - (5/19/2014 Approved)

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Contact information

Main Address

Paradise Valley, AZ

Mailing Address

Phone number

(480) 227-5458

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 11,425,151

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jon-paul Holyoak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon-paul Holyoak's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARMA FINANCIAL SERVICES, INC.

ARMA FINANCIAL SERVICES, INC.

ARMA FINANCIAL SERVICES, INC.

ARMA FINANCIAL SERVICES, INC.

ARMA FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

ARMA FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2000

Series 63

Date: 9/22/1999

Series 7

Date: 9/15/1999

Current Firm

HOLYOAK WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HOLYOAK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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