Lawson X. Chen
Professional summary
Lawson Xiang-min Chen, who also goes by Lawson X Chen, Lawson Chen, XIangmin Chen, is a registered financial professional currently at TRADEUP SECURITIES, INC. located in New York, New York.
Lawson is registered as a RR (Registered Representative) and started their career in finance in 2022. Lawson has worked at 1 firm and has passed the SIE and Series 99TO exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawson Xiang-min Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 4, 2022 - Present
TRADEUP SECURITIES, INC.
Office #1: 437 Madison Ave 27th Floor, New York, NY 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 99TO
Date: 10/11/2021
Operations Professional ExaminationFINRA
Current Firm
TRADEUP SECURITIES, INC.
CRD#: 18483 / SEC#: , 8-36754
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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