William M. Cannon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Martin Cannon, who also goes by Bill Cannon, William M Cannon, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1998. William had worked at 10 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2022 - March 9, 2026
AMERITAS ADVISORY SERVICES, LLC
June 23, 2022 - March 9, 2026
AMERITAS INVESTMENT COMPANY, LLC
September 29, 2009 - June 14, 2022
ON INVESTMENT MANAGEMENT CO
September 23, 2009 - June 14, 2022
THE O.N. EQUITY SALES COMPANY
April 14, 2009 - July 2, 2009
MML INVESTORS SERVICES, LLC
March 6, 2009 - July 2, 2009
MML INVESTORS SERVICES, LLC
May 5, 2008 - March 4, 2009
WELLINGTON INSTITUTIONAL MANAGEMENT, LLC
April 9, 2007 - September 21, 2007
GUNNALLEN FINANCIAL, INC
April 5, 2007 - September 21, 2007
GUNNALLEN FINANCIAL, INC
July 6, 2004 - March 20, 2007
PARK AVENUE SECURITIES LLC
January 24, 2003 - March 20, 2007
PARK AVENUE SECURITIES LLC
March 2, 2001 - February 14, 2002
STERLING FINANCIAL INVESTMENT GROUP, INC.
October 2, 1998 - January 31, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
