Brian E. Green

BROOKSTONE WEALTH ADVISORS

Coudersport, PA

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CRD#: 3122880

Professional summary

Brian Edward Green is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Coudersport, Pennsylvania.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Brian has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 3 POINT FINANCIAL SOLUTIONS, SOLE PROPRIETOR; INVESTMENT RELATED; INSURANCE AGENT; 04/2018; COUDERSPORT, PA; 160 HOURS PER MONTH; 160 HOURS PER MONTH DURING SECURITIES TRADING 2. BIG 30 ATHLETIC CORPORATION; NOT INVESTMENT RELATED; PRESIDENT; 08/2019; COUDERSPORT, PA; LESS THAN 1 HOUR PER MONTH; NO TIME SPENT DURING SECURITIES TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Green's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2023 - Present

BROOKSTONE WEALTH ADVISORS, LLC

RIA

CRD#: 137658

Coudersport, PA

Past

March 11, 2022 - March 14, 2023

BISON WEALTH, LLC

RIA

CRD#: 299805

Coudersport, PA

Past

April 12, 2021 - March 14, 2022

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Coudersport, PA

Past

April 9, 2021 - April 15, 2021

JOHN P. DUBOTS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 312676

Coudersport, PA

Past

March 20, 2020 - July 30, 2021

JOHN P. DUBOTS CAPITAL MANAGEMENT, LLC

RIA

CRD#: 144468

Coudersport, PA

Past

November 17, 1998 - March 24, 1999

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/6/2023)

IAR

Texas
(2/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/3/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 11/13/1998

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian E. Green

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Edward Green's CRS (Customer Relationship Summary).

Certified licenses

Experience

BISON WEALTH, LLC

CREATIVEONE WEALTH, LLC

JOHN P. DUBOTS CAPITAL MANAGEMENT, LLC

JOHN P. DUBOTS CAPITAL MANAGEMENT, LLC

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/3/2020

Series 63

Date: 9/22/1998

Series 6

Date: 11/13/1998

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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