Marco J. Rimassa

BEAUMONT ASSET MANAGEMENT

Katy, TX

Some features on this profile are disabled

CRD#: 3122808

Professional summary

Marco Javier Rimassa, CFP®, who also goes by Marco Rimassa, is a registered financial advisor currently at BEAUMONT ASSET MANAGEMENT, LLC located in Katy, Texas.

Marco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Marco has worked at 2 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marco Rimassa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marco Javier Rimassa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

January 2, 2025 - Present

BEAUMONT ASSET MANAGEMENT, LLC

RIA

CRD#: 150407

Katy, TX

Past

May 7, 2018 - February 13, 2025

CFE FINANCIAL

RIA

CRD#: 116117

KATY, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BEAUMONT ASSET MANAGEMENT, LLC

BEAUMONT ASSET MANAGEMENT L.L.C | BEAUMONT ASSET MANAGEMENT, LLC | BEAUMONT ASSET MANAGEMENT, L.L.C.

CRD#: 150407 / SEC#: 801-107451

RIA

Registered Investment Advisory firm - (3/18/2016 Approved)

Louisiana

Registered Investment Advisory firm - (3/31/2016 Terminated)

Texas

Registered Investment Advisory firm - (3/31/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 1/29/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BEAUMONT ASSET MANAGEMENT, LLC

BEAUMONT ASSET MANAGEMENT L.L.C | BEAUMONT ASSET MANAGEMENT, LLC | BEAUMONT ASSET MANAGEMENT, L.L.C.

CRD#: 150407 / SEC#: 801-107451

RIA

Registered Investment Advisory firm - (3/18/2016 Approved)

Louisiana

Registered Investment Advisory firm - (3/31/2016 Terminated)

Texas

Registered Investment Advisory firm - (3/31/2016 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2911 Toccoa Street Suite B, Beaumont, TX 77703

Mailing Address

Phone number

(409) 899-9569

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BEAUMONT ASSET MANAGEMENT, L.L.C. ADV BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	448
AUM (Assets Under Management)	$ 349,799,950

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Marco J. Rimassa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marco Javier Rimassa's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEAUMONT ASSET MANAGEMENT, LLC

CFE FINANCIAL

Primary Firm SEC Registration

BEAUMONT ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/1998

Series 6

Date: 1/29/1999

Current Firm

BEAUMONT ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BEAUMONT ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors