Robert Travis Stanley
Professional Summary
Robert Travis Stanley, who also goes by Rob Stanley, Robert Stanley, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1999 - 2017. Robert had worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- At R.W. Stanley Investment Planning our typical client is a self-directed investor
- or someone who would like to become a self-directed investor. Our clients have often come to the realization
- or soon do
- that there exists a large potential cost savings available to those investors who self-direct (execute) their own investment portfolios but still need and use some professional guidance on financial planning and the application of Modern Portfolio Theory to their investments. Our hourly as-needed services are designed specifically to meet the needs of such clients. Because we sell no products and take no assets under management our clients tend to feel at ease with our process knowing we have nothing to gain from our financial recommendations other than their full satisfaction.With most new clients we start by establishing a workable financial plan (capital needs analysis) which incorporates their current financial circumstances into a detailed financial roadmap which can help guide them to where they hope to be in the future. Based on the outcome of capital needs analysis performed in the initial planning process we move onto the construction of a low-cost customized self-directed investment portfolio built exclusively on each client’s unique need and willingness to take on financial risk. Once the client’s written financial plan and detailed portfolio spreadsheet have been created andthoroughly reviewed with the client we provide recommendations for low cost custodians (fund companies or brokers) where the client can easily execute and track their customized investment portfolio for a fraction of what most investors pay for portfolio management. In some cases our clients also retain us to help implement the portfolio recommendations but that’s not typically the case.
Biography
As a successful small business owner operating in the financial services industry for twenty years, Bob realized it was very difficult to find competent, objective, conflict free, financial planning and investment advice. He concluded that much of the industry was based exclusively on product sales and driven by an almost universal greed and lack of any ethical or moral code. Bob knew there had to be a better way; clients want and deserve a true...
Other Aliases
Rob Stanley, Robert Stanley
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
NEW YORK LIFE SECURITIES CORP. | NYLIFE SECURITIES LLC | NYLIFE SECURITIES INC. | NEW YORK LIFE VARIABLE CONTRACTS CORPORATION
Contact Information
Main Address
51 Madison Ave. Room 713, New York, NY 10010Mailing Address
51 Madison Avenue Room 713, New York, NY 10010Phone Number
(212) 576-7000Established
Delaware since 01/01/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | — |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| VIRENDRA, SONALI NMN | ELECTED MANAGER | 2404467 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
Regulatory Event
13Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1999About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Services Offered by Robert
- At R.W. Stanley Investment Planning our typical client is a self-directed investor
- or someone who would like to become a self-directed investor. Our clients have often come to the realization
- or soon do
- that there exists a large potential cost savings available to those investors who self-direct (execute) their own investment portfolios but still need and use some professional guidance on financial planning and the application of Modern Portfolio Theory to their investments. Our hourly as-needed services are designed specifically to meet the needs of such clients. Because we sell no products and take no assets under management our clients tend to feel at ease with our process knowing we have nothing to gain from our financial recommendations other than their full satisfaction.With most new clients we start by establishing a workable financial plan (capital needs analysis) which incorporates their current financial circumstances into a detailed financial roadmap which can help guide them to where they hope to be in the future. Based on the outcome of capital needs analysis performed in the initial planning process we move onto the construction of a low-cost customized self-directed investment portfolio built exclusively on each client’s unique need and willingness to take on financial risk. Once the client’s written financial plan and detailed portfolio spreadsheet have been created andthoroughly reviewed with the client we provide recommendations for low cost custodians (fund companies or brokers) where the client can easily execute and track their customized investment portfolio for a fraction of what most investors pay for portfolio management. In some cases our clients also retain us to help implement the portfolio recommendations but that’s not typically the case.
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