Mirsad A. Muharemovic
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mirsad A Muharemovic, who also goes by Mirso Muharemovic, was a registered financial professional .
Mirsad is a previously registered financial professional and started their career in finance in 1998. Mirsad had worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2016 - November 16, 2022
ARIVE CAPITAL MARKETS
June 18, 2014 - June 23, 2016
CAPE SECURITIES INC.
December 13, 2004 - June 20, 2014
J.P. TURNER & COMPANY, L.L.C.
September 1, 2004 - December 15, 2004
IDS LIFE INSURANCE COMPANY
September 1, 2004 - December 15, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
April 1, 2003 - September 7, 2004
NEWBRIDGE SECURITIES CORPORATION
April 25, 2002 - March 20, 2003
MILESTONE FINANCIAL SERVICES, INC.
October 1, 2001 - May 20, 2002
SEABOARD SECURITIES, INC.
May 16, 2001 - October 10, 2001
GILFORD SECURITIES INCORPORATED
October 20, 1998 - May 11, 2001
SEABOARD SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARIVE CAPITAL MARKETS
CRD#: 8060 / SEC#: , 8-43350
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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