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DY

Dale G. Yakin

VELOCITYHEALTH SECURITIES
Nashville, TN 37205
Some features on this profile are disabled
CRD#: 3122557
DY

Professional summary

Dale Gibson Yakin is a registered financial professional currently at VELOCITYHEALTH SECURITIES, INC. located in Nashville, Tennessee.

Dale is registered as a RR (Registered Representative) and started their career in finance in 1998. Dale has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dale Gibson Yakin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 28, 2017 - Present

VELOCITYHEALTH SECURITIES, INC.

Office #1: 95 White Bridge Road Suite 409, Nashville, TN 37205
BD
CRD#: 134616
Nashville, TN
Past

September 22, 1998 - May 26, 1999

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/26/2017
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/15/1999
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 7/27/2017
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 9/21/1998
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

VS
VELOCITYHEALTH SECURITIES, INC.
VELOCITYHEALTH SECURITIES, INC.

CRD#: 134616 / SEC#: , 8-66848

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
95 White Bridge Road Suite 409, Nashville, TN 37205
Mailing Address
95 White Bridge Road Suite 409, Nashville, TN 37205
Phone number
(615) 352-9953
Established
Tennessee since 11/12/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VELOCITYHEALTH CAPITAL, INC.HOLDING COMPANY
ESVAL, KEVIN JAMESPRESIDENT/CCO/EXECUTIVE REP(11/2004)
GEORGE, KENNETH RONALDFINOP/CFO2643369

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VELOCITYHEALTH SECURITIES, INC.

CRD#: 134616Nashville, TN 37205

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