Daren Maclaughlin
Professional summary
Daren Maclaughlin, who also goes by Daren J Maclaughlin, Daren Jeffrey Maclaughlin, is a registered financial professional currently at JOHN HANCOCK DISTRIBUTORS LLC located in Boston, Massachusetts.
Daren is registered as a RR (Registered Representative) and started their career in finance in 1998. Daren has worked at 22 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 31 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daren Maclaughlin's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 11, 2026 - Present
JOHN HANCOCK DISTRIBUTORS LLC
Office #1: 200 Berkeley Street, Boston, MA 02116March 18, 2020 - March 26, 2025
BRIGHTHOUSE SECURITIES, LLC
May 4, 2019 - February 24, 2020
INDEPENDENT ADVISOR ALLIANCE, LLC
May 2, 2019 - March 27, 2020
LPL FINANCIAL LLC
June 27, 2018 - May 29, 2019
SAXONY CAPITAL MANAGEMENT, LLC
June 27, 2018 - May 29, 2019
PATRICK CAPITAL MARKETS, LLC
June 30, 2017 - June 25, 2018
LPL FINANCIAL LLC
June 30, 2017 - June 25, 2018
LPL FINANCIAL LLC
November 9, 2016 - January 11, 2017
PNC WEALTH MANAGEMENT LLC
November 9, 2016 - January 11, 2017
PNC WEALTH MANAGEMENT LLC
April 1, 2016 - November 10, 2016
BIC DISTRIBUTORS, LLC
August 19, 2015 - February 18, 2016
JEFFREY MATTHEWS WEALTH MANAGEMENT, LLC
July 20, 2015 - February 18, 2016
THE JEFFREY MATTHEWS FINANCIAL GROUP, L.L.C.
November 26, 2014 - July 15, 2015
MSI FINANCIAL SERVICES, INC.
July 18, 2014 - July 15, 2015
MSI FINANCIAL SERVICES, INC.
November 25, 2013 - January 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
January 14, 2011 - April 29, 2011
ADVISORS ASSET MANAGEMENT, INC.
January 4, 2011 - April 29, 2011
ADVISORS ASSET MANAGEMENT, INC.
March 25, 2009 - June 5, 2009
FIFTH THIRD SECURITIES, INC.
March 25, 2009 - June 5, 2009
FIFTH THIRD SECURITIES, INC.
April 11, 2008 - January 27, 2009
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 8, 2008 - April 8, 2008
MORGAN STANLEY & CO. LLC
January 8, 2008 - April 8, 2008
MORGAN STANLEY & CO. LLC
June 29, 2007 - January 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 4, 2007 - January 10, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 28, 2006 - December 19, 2006
CAPITAL BROKERAGE CORPORATION
April 7, 2005 - May 23, 2005
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
July 16, 2004 - April 6, 2005
CITIGROUP GLOBAL MARKETS INC.
September 24, 1999 - March 4, 2004
MFS FUND DISTRIBUTORS, INC.
October 20, 1998 - June 25, 1999
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/14/2026)
Exams
What does exam status mean?
FINRA
Current Firm
JOHN HANCOCK DISTRIBUTORS LLC
CRD#: 5249 / SEC#: , 8-15826
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | OWNER | |
| BOGLE, JAMES WILLIAM | PRINCIPAL FINANCIAL OFFICER AND FINANCIAL AND OPERATIONS PRINCIPAL | 7344902 |
| COLLIER, JACLYN ELIZABETH | DIRECTOR | 4510882 |
| HARTIGAN, ROBERT JOSEPH | CHIEF COMPLIANCE OFFICER | 2931786 |
| LANNIGAN, TRACY KANE | VICE PRESIDENT & CORPORATE SECRETARY | 6944688 |
| SILVA, ANTHONY ALEX | DIRECTOR | 7755954 |
| WILHELM, BRYAN GARY | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5611196 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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