Brent S. Morrison

ZUMA CAPITAL MANAGEMENT

CHAMBLEE, GA 30341

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CRD#: 3122472

Professional summary

Brent Steven Morrison is a registered financial advisor currently at ZUMA CAPITAL MANAGEMENT, LLC located in Chamblee, Georgia.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brent has worked at 3 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Mr. Morrison has entered into a collaboration agreement on September 12. 2016 with Legion Partners, a Los Angeles-based Investment Manager, for which Mr. Morrison may earn a portion of the management and/or incentive fees. Zuma Capital Management clients may be solicited to invest in this outside business activity if the investment is appropriate. Mr. Morrison spends 5 hours a month on this activity. 2. Regional Health Properties, INC; NIR;454 Satellite Blvd., Suite 100 Suwanee, GA, 30024; Publicly Traded Real Estate Company; Interim CEO; 10/2017; 160 hours per month; 160 hours per month during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Steven Morrison's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2016 - Present

ZUMA CAPITAL MANAGEMENT, LLC

Office #1: 5070 Peachtree Blvd Suite E150, Chamblee, GA 30341

RIA

CRD#: 285162

CHAMBLEE, GA

Past

October 22, 2012 - August 15, 2013

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

LOS ANGELES, CA

Past

September 28, 2012 - August 15, 2013

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

LOS ANGELES, CA

Past

January 6, 2012 - December 31, 2013

ZUMA CAPITAL MANAGEMENT

RIA

CRD#: 157696

SANTA MONICA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/14/2016)

IAR

Georgia
(12/19/2019)

IAR

Texas
(9/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 9/27/2012

General Securities Representative Examination

Current Firm

ZUMA CAPITAL MANAGEMENT, LLC

ZCM OPPORTUNITIES FUND, LP | ZUMA CAPITAL MANAGEMENT, LLC

CRD#: 285162 / SEC#:

California

Registered Investment Advisory firm - (12/14/2016 Approved)

Georgia

Registered Investment Advisory firm - (12/19/2019 Approved)

Texas

Registered Investment Advisory firm - (9/6/2017 Conditional Restricted)

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Contact information

Main Address

5070 Peachtree Blvd Suite E150, Chamblee, GA 30341

Mailing Address

Phone number

(310) 989-6705

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 7,811,461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brent S. Morrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Steven Morrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZUMA CAPITAL MANAGEMENT, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

ZUMA CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 7

Date: 9/27/2012

Current Firm

ZUMA CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ZUMA CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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