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William Gemmill Kay Iii

CRD# 3122371·Registered 1998 - 2025
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Gemmill Kay III, who also goes by Bill Kay III, William Gemmill Kay III, William Gemmill Kay, William Kay, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1998 - 2025. William had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Kay Iii, William Gemmill Kay Iii, William Gemmill Kay, William Kay

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

Past

DEVON PARK SECURITIES, LLCPast·CRD# 327313
BD
Haverford, PA
August 28, 2024 - November 11, 2025
PROFOR ADVISORSPast·CRD# 136084
BD
Rye Brook, NY
May 29, 2018 - August 29, 2024
FORESIDE FUND SERVICES, LLCPast·CRD# 46106
BD
W. Conshohocken, PA
April 30, 2015 - March 7, 2017
APOLLO GLOBAL SECURITIES, LLCPast·CRD# 153502
BD
New York, NY
April 1, 2011 - May 22, 2013
MORGAN STANLEY INVESTMENT ADVISORS INC.Past·CRD# 104525
RIA
West Conshohocken, PA
November 15, 2005 - March 1, 2011
MORGAN STANLEY DISTRIBUTION, INC.Past·CRD# 30344
BD
West Conshohocken, PA
April 22, 2004 - March 1, 2011
MORGAN STANLEY & CO. LLCPast·CRD# 8209
BD
New York, NY
April 22, 2004 - September 19, 2006
CREDIT SUISSE SECURITIES (USA) LLCPast·CRD# 816
RIA
New York, NY
January 17, 2003 - March 25, 2004
CREDIT SUISSE SECURITIES (USA) LLCPast·CRD# 816
BD
New York, NY
January 17, 2003 - March 25, 2004
PERSHING LLCPast·CRD# 7560
RIA
Bala Cynwyd, PA
July 25, 2002 - January 17, 2003
PERSHING LLCPast·CRD# 7560
BD
Jersey City, NJ
October 21, 1998 - January 17, 2003

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Current Firm

DP
DEVON PARK SECURITIES, LLC

DEVON PARK SECURITIES, LLC | PERELLA WEINBERG PARTNERS LP | PERELLA WEINBERG

CRD#: 327313 / SEC#: 8-71146
BD
Terminated by SEC on 05/30/2026

Contact Information

Established

Florida since 06/28/2023

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DEVON PARK ADVISORS, LLC100% OWNER—
RAMANAND, ROSEANNE NANDANICHIEF COMPLIANCE OFFICER5063023

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 1998About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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