Heather L. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather Lynn Taylor, who also goes by Heather L Taylor, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 1999. Heather had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2023 - November 10, 2023
ACCREDINVEST
November 30, 2000 - April 28, 2004
BDC SECURITIES, LLC
July 7, 1999 - December 5, 2000
SIGNATOR INVESTORS, INC.
February 9, 1999 - July 20, 1999
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ACCREDINVEST
CRD#: 325366 / SEC#: 801-127990
Contact information
Red Flags
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