TF
Todd M. Fischer
CITIZENS SECURITIES
Milford, NH 03055
Some features on this profile are disabled
CRD#: 3122170
TF
Professional summary
Todd Michael Fischer, CFP® is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Milford, New Hampshire.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Todd has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Jitterbug Irr Trust - trustee; summer cottage - schedule rentals and up keep of property; Start date: 05/2022.
CRS (Client Relationship Summary) - RIA
Click below to view Todd Michael Fischer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Todd Michael Fischer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
July 30, 2013 - Present
CITIZENS SECURITIES, INC.
Office #1: 173 Elm Street Ms: Nh477, Milford, NH 03055Office #2: 71 Lowell Road Ms: Nh475, Hudson, NH 03051RIA
BD
CRD#: 39550
Milford, NH
Current
July 30, 2013 - Present
CITIZENS SECURITIES, INC.
Office #1: 173 Elm Street Ms: Nh477, Milford, NH 03055Office #2: 71 Lowell Road Ms: Nh475, Hudson, NH 03051RIA
BD
CRD#: 39550
Milford, NH
Past
August 24, 2012 - July 26, 2013
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
BEDFORD, NH
Past
July 19, 2012 - July 26, 2013
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
BEDFORD, NH
Past
February 4, 2009 - June 21, 2012
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
GOFFSTOWN, NH
Past
February 4, 2009 - June 21, 2012
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
GOFFSTOWN, NH
Past
October 14, 2005 - February 6, 2009
CITIZENS SECURITIES, INC.
RIA
CRD#: 39550
BEDFORD, NH
Past
March 16, 2000 - February 6, 2009
CITIZENS SECURITIES, INC.
BD
CRD#: 39550
BEDFORD, NH
Past
May 25, 1999 - February 1, 2000
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
April 12, 1999 - May 12, 1999
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Past
October 15, 1998 - March 24, 1999
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(1/14/2020)
IAR
Connecticut(1/14/2020)
RR
Florida(1/15/2020)
IAR
Florida(1/16/2020)
RR
Georgia(1/15/2020)
RR
Kentucky(1/15/2020)
IAR
Kentucky(1/15/2020)
RR
Maine(1/15/2020)
IAR
Maine(1/15/2020)
RR
Maryland(1/18/2024)
IAR
Maryland(1/18/2024)
RR
Massachusetts(1/15/2020)
RR
Michigan(1/15/2020)
IAR
Michigan(1/15/2020)
RR
New Hampshire(7/30/2013)
IAR
New Hampshire(7/30/2013)
RR
Ohio(2/6/2024)
IAR
Ohio(2/6/2024)
RR
Pennsylvania(8/19/2021)
IAR
Pennsylvania(8/19/2021)
RR
South Carolina(1/15/2020)
IAR
South Carolina(1/15/2020)
RR
Tennessee(5/11/2023)
RR
Vermont(1/15/2020)
IAR
Vermont(1/16/2020)
RR
Virginia(1/15/2020)
IAR
Virginia(1/15/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CITIZENS SECURITIES, INC.
CCO INVESTMENT SERVICES CORP. | CITIZENS WEALTH MANAGEMENT | CITIZENS SECURITIES, INC. | CITIZENS PRIVATE WEALTH | CITIZENS PRIVATE CLIENT | CITIZENS INVESTMENT SERVICES CORP. | CITIZENS INVESTMENT SERVICES | CITIZENS INVESTMENT SECURITIES, INC. | CITIZENS FINANCIAL SERVICES INC. | CHARTER ONE INVESTMENT SERVICES
CRD#: 39550 / SEC#: 801-61902, 8-48744
RIA
Registered Investment Advisory firm - SEC (3/27/2003 Approved)Connecticut
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Florida
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)Maine
Registered Investment Advisory firm - SEC (4/14/2003 Terminated)New Hampshire
Registered Investment Advisory firm - SEC (4/10/2003 Terminated)New York
Registered Investment Advisory firm - SEC (3/31/2002 Terminated)Rhode Island
Registered Investment Advisory firm - SEC (5/8/2003 Terminated)Vermont
Registered Investment Advisory firm - SEC (4/28/2003 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Citizens Bank Way Jcb135, Johnston, RI 02043
Mailing Address
200 Station Drive Mws414, Westwood, MA 02090
Phone number
(781) 364-1641
Established
Rhode Island since 09/21/1995
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
418
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 53,044 |
| AUM (Assets Under Management) | $ 9,188,004,183 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
