William Kim

WESPAC ADVISORS

Orinda, CA 94563

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CRD#: 3122158

Professional summary

William Kim is a registered financial advisor currently at WESPAC ADVISORS, LLC located in Orinda, California.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. William has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2009 - Present

WESPAC ADVISORS, LLC

Office #1: 4 Orinda Way Suite 100-b, Orinda, CA 94563

RIA

CRD#: 148242

Orinda, CA

Past

June 30, 2008 - October 21, 2008

WESPAC ADVISORS, LLC

RIA

CRD#: 109915

OAKLAND, CA

Past

June 29, 2006 - April 22, 2008

WADDELL & REED

RIA

CRD#: 866

CONCORD, CA

Past

March 1, 2006 - April 22, 2008

WADDELL & REED

CRD#: 866

CONCORD, CA

Past

August 26, 2004 - September 30, 2005

FINANCIAL TELESIS INC

CRD#: 31012

SAN RAFAEL, CA

Past

June 7, 2001 - October 16, 2002

PRINCIPAL SECURITIES, INC.

CRD#: 1137

DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WESPAC ADVISORS, LLC

CRD#: 148242 / SEC#: 801-69552

RIA

Registered Investment Advisory firm - (9/24/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/2/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/29/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/5/2001

General Securities Representative Examination

Current Firm

WESPAC ADVISORS, LLC

CRD#: 148242 / SEC#: 801-69552

RIA

Registered Investment Advisory firm - (9/24/2008 Approved)

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Contact information

Main Address

4 Orinda Way Suite 100-b, Orinda, CA 94563

Mailing Address

735 Plumas Street, Reno, NV 89509

Phone number

(510) 287-5255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV FORM PART 2A (7/10/2025)

Regulatory assets under management

Total Number of Accounts	639
AUM (Assets Under Management)	$ 1,080,141,470

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
01/28/2025	Cover Page	Report
07/21/2023	Cover Page	Report
10/26/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

WESPAC ADVISORS, LLC

WADDELL & REED

WADDELL & REED

FINANCIAL TELESIS INC

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

WESPAC ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2006

Series 63

Date: 8/29/2001

Series 7

Date: 6/5/2001

Current Firm

WESPAC ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WESPAC ADVISORS, LLC

TRUST BUT VERIFY

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