Janet A. Welkovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janet A. Welkovich, CFP®, who also goes by Janet Ann Gingold, Janet Ann Welkovich, was a registered financial professional .
Janet is a previously registered financial professional and started their career in finance in 1998. Janet had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2013
Experience
November 13, 2014 - June 3, 2022
J.P. MORGAN SECURITIES LLC
November 13, 2014 - June 3, 2022
J.P. MORGAN SECURITIES LLC
May 23, 2012 - October 29, 2014
MML INVESTORS SERVICES, LLC
May 3, 2012 - October 29, 2014
MML INVESTORS SERVICES, LLC
May 3, 2011 - March 5, 2012
EQUITABLE ADVISORS, LLC
April 15, 2011 - March 5, 2012
EQUITABLE ADVISORS, LLC
August 28, 2006 - August 13, 2008
CHARTER RESEARCH & INVESTMENT GROUP INC
June 8, 2005 - July 18, 2006
CHARLES SCHWAB & CO., INC.
June 8, 2005 - July 18, 2006
CHARLES SCHWAB & CO., INC.
August 2, 2004 - May 13, 2005
ASSET & FINANCIAL PLANNING, LTD
August 2, 2004 - May 13, 2005
PRIME CAPITAL SERVICES, INC.
May 20, 2003 - July 28, 2004
CHASE INVESTMENT SERVICES CORP.
January 18, 2000 - November 26, 2002
EQUITABLE ADVISORS, LLC
November 5, 1998 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
November 5, 1998 - November 26, 2002
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.P. MORGAN SECURITIES LLC
CRD#: 79 / SEC#: 801-3702, 8-35008
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN BROKER-DEALER HOLDINGS INC. | MEMBER | |
| AIDELSON, DAVID | CHIEF LEGAL OFFICER | 7884539 |
| ALAOUI ABDALLAOUI, RACHID | CEO, CHAIR, ELECTED MANAGER | 7122597 |
| BISESI, BRIAN J | ELECTED MANAGER | 3090554 |
| CHOI, MICHAEL | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 6597789 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| ENGLANDER, ADAM F | ELECTED MANAGER | 2941059 |
| FOLEY, KEVIN J | ELECTED MANAGER | 4012244 |
| KLION, ROGER | CHIEF OPERATING OFFICER | 5082261 |
| MCCRUM, CARRIE | ELECTED MANAGER | 7675791 |
| SABLE, MATTHEW D | ELECTED MANAGER | 4835849 |
| TEPPER, ERIC D. | ELECTED MANAGER | 2242377 |
| VIENICK, PAUL | ELECTED MANAGER | 2212982 |
| VILLWOCK, DAVID S | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 8071637 |
Regulatory assets under management
| Total Number of Accounts | 1,055,400 |
| AUM (Assets Under Management) | $ 352,605,441,286 |
Disclosures
| Regulatory Event | 392 |
| Civil Event | 9 |
| Arbitration | 143 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/25/2024 | ||
| 11/27/2023 | ||
| 01/03/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
