John E. Duncan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edgar Duncan, who also goes by Jed Duncan, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1999. John had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2013 - December 16, 2019
CYPRESS ASSOCIATES
December 3, 2009 - December 7, 2018
SAMUEL A. RAMIREZ & COMPANY, INC.
November 1, 2003 - February 6, 2009
BMO CAPITAL MARKETS CORP.
February 21, 2002 - November 1, 2003
HARRIS NESBITT CORP.
March 22, 2000 - August 9, 2001
CIBC WORLD MARKETS CORP.
October 25, 1999 - May 4, 2000
APEX CLEARING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CYPRESS ASSOCIATES
CRD#: 130252 / SEC#: , 8-66321
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
