Peter M. Hoffman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Maxwell Hoffman was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2001. Peter had worked at 5 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2015 - November 12, 2019
GROWTH CAPITAL SERVICES, INC.
August 4, 2011 - July 30, 2013
HUDSON CAPITAL ADVISORS BD LLC
June 19, 2006 - May 18, 2010
GOLDMAN SACHS & CO. LLC
July 11, 2003 - June 19, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 3, 2001 - June 12, 2003
APEX CLEARING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROWTH CAPITAL SERVICES, INC.
CRD#: 124658 / SEC#: , 8-65705
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Financial | 1 |
Red Flags
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