Chris L. Osborne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Lionel Osborne was a registered financial professional .
Chris is a previously registered financial professional and started their career in finance in 1998. Chris had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 7, 2007 - July 25, 2018
SBERBANK CIB USA, INC.
October 3, 2003 - September 15, 2005
STOCK SECURITIES LLC
May 25, 2000 - February 7, 2001
ROBERT FLEMING INC.
February 25, 1999 - May 26, 2000
AMERICAN INTERNATIONAL SECURITIES, INC.
September 23, 1998 - November 9, 1998
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SBERBANK CIB USA, INC.
CRD#: 47972 / SEC#: , 8-51980
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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