Timothy M. Brann

SOLTIS INVESTMENT ADVISORS

Salt Lake City, UT 84101

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CRD#: 3121105

Professional summary

Timothy Matthew Brann, who also goes by Matt Brann, is a registered financial advisor currently at SOLTIS INVESTMENT ADVISORS, LLC located in Salt Lake City, Utah.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Timothy has worked at 6 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 10, Series 9 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Brann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Matthew Brann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 26, 2019 - Present

SOLTIS INVESTMENT ADVISORS, LLC

Office #1: 222 S Main Ste 1776, Salt Lake City, UT 84101

RIA

CRD#: 154690

Salt Lake City, UT

Past

October 27, 2017 - January 7, 2019

SLATESTONE WEALTH LLC

RIA

CRD#: 286669

Southlake, TX

Past

November 4, 2014 - October 28, 2016

SVB WEALTH

RIA

CRD#: 172832

PLANO, TX

Past

July 17, 2012 - November 26, 2014

BANYAN PARTNERS, LLC

RIA

CRD#: 141398

KELLER, TX

Past

April 13, 2009 - March 1, 2010

SURETY WEALTH MANAGEMENT

RIA

CRD#: 134518

IRVING, TX

Past

September 30, 1998 - February 13, 2009

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SOUTHLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA

Registered Investment Advisory firm - (9/20/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/26/2019)

IAR

Utah
(3/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/12/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 11/14/2006

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 7/25/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/29/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/29/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/30/2005

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 4

Date: 10/12/2000

Registered Options Principal Examination

Current Firm

SOLTIS INVESTMENT ADVISORS, LLC

CRD#: 154690 / SEC#: 801-71833

RIA

Registered Investment Advisory firm - (9/20/2010 Approved)

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Contact information

Main Address

20 North Main Suite 400, St. George, UT 84770

Mailing Address

Phone number

(435) 674-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOLTIS BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,499
AUM (Assets Under Management)	$ 8,352,553,865

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Timothy M. Brann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Matthew Brann's CRS (Customer Relationship Summary).

Certified licenses

Experience

SLATESTONE WEALTH LLC

SVB WEALTH

BANYAN PARTNERS, LLC

SURETY WEALTH MANAGEMENT

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

SOLTIS INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/12/1998

Series 3

Date: 11/14/2006

Series 55

Date: 7/25/2001

Series 7

Date: 9/29/1998

Series 10

Date: 7/29/2005

Series 9

Date: 6/30/2005

Series 4

Date: 10/12/2000

Current Firm

SOLTIS INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLTIS INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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