Robert E. London
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edward London was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1973. Robert had worked at 8 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2012 - April 2, 2013
BGC FINANCIAL, L.P.
December 2, 1996 - October 10, 2012
WOLFE & HURST BOND BROKERS INC.
November 2, 1989 - November 21, 1996
EMR SECURITIES, INC.
February 19, 1988 - July 16, 1988
EMR SECURITIES, INC.
October 23, 1986 - October 14, 1987
TITUS & DONNELLY LLC
July 10, 1984 - October 24, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
July 14, 1983 - July 9, 1984
MORGAN STANLEY DW INC.
July 9, 1979 - April 25, 1983
BECKER PARIBAS INCORPORATED
February 24, 1978 - August 9, 1979
MORGAN STANLEY DW INC.
February 21, 1973 - February 24, 1978
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/15/1973
Registered Representative ExaminationCurrent Firm
BGC FINANCIAL, L.P.
CRD#: 19801 / SEC#: , 8-39012
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BGC BROKERS US L.P. | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| AUBIN, JEAN PIERRE | EXECUTIVE MANAGING DIRECTOR EQUITIES, DERIVATIVES, FUTURES | 5596046 |
| BGCF HOLDINGS LLC | GENERAL PARTNER | |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 36 |
Red Flags
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