Joshua A. Barone

UNIVERSAL VALUE ADVISORS

RENO, NV 89501

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CRD#: 3120814

Professional summary

Joshua Anthony Barone is a registered financial advisor currently at UNIVERSAL VALUE ADVISORS located in Reno, Nevada and SAVVY located in Reno, Nevada.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Joshua has worked at 12 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Universal Value Advisors. 1 E. Liberty Street, # 406, Reno, NV 89501. Investment Related: Yes. Nature of other Business: Investment Management. Position/Title: Managing Partner. State date: 2017. 2. Board Member of the LakeRidge Shores Home Owners Association. Start Date: Nov 25 2022; Non-investment related. 2 hours per month during non-market hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Anthony Barone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 20, 2017 - Present

UNIVERSAL VALUE ADVISORS

Office #1: 1 East Liberty Street, Suite 406, Reno, NV 89501

RIA

CRD#: 285644

RENO, NV

Current

January 8, 2025 - Present

SAVVY

Office #1: 1 E. Liberty Ste 406, Reno, NV 89501

RIA

CRD#: 318493

Reno, NV

Past

June 22, 2023 - December 17, 2024

FARTHER

RIA

CRD#: 302050

Reno, NV

Past

February 20, 2019 - July 11, 2023

FOURSTAR WEALTH ADVISORS, LLC

RIA

CRD#: 169613

Reno, NV

Past

October 17, 2016 - March 1, 2019

FIELDSTONE FINANCIAL MANAGEMENT GROUP, LLC

RIA

CRD#: 112296

Reno, NV

Past

August 6, 2014 - December 31, 2016

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

RENO, NV

Past

February 10, 2006 - December 31, 2014

UNIVERSAL VALUE ADVISORS

RIA

CRD#: 137673

RENO, NV

Past

November 6, 2002 - May 30, 2007

ADAGIO CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122612

RENO, NV

Past

November 7, 2000 - June 29, 2011

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

RENO, NV

Past

May 2, 2000 - November 2, 2000

FIFTH THIRD/MAXUS SECURITIES INC

CRD#: 6790

CLEVELAND, OH

Past

June 4, 1999 - April 18, 2000

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

April 23, 1999 - May 24, 1999

IFMG SECURITIES, INC.

CRD#: 14416

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(1/20/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/12/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/29/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/1999

General Securities Representative Examination

Current Firm

SAVVY

CRD#: 318493 / SEC#: 801-123656

RIA

Registered Investment Advisory firm - (4/11/2022 Approved)

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Contact information

Main Address

111 West 33rd Street Unit 1410, New York, NY 10001

Mailing Address

Phone number

(833) 745-6789

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAVVY ADV PART 2 (8/19/2025)

Regulatory assets under management

Total Number of Accounts	3,776
AUM (Assets Under Management)	$ 1,295,318,161

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joshua A. Barone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Anthony Barone's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAVVY

FARTHER

FOURSTAR WEALTH ADVISORS, LLC

FIELDSTONE FINANCIAL MANAGEMENT GROUP, LLC

CONCERT WEALTH MANAGEMENT

UNIVERSAL VALUE ADVISORS

ADAGIO CAPITAL MANAGEMENT, LLC

AMERICA NORTHCOAST SECURITIES, INC.

FIFTH THIRD/MAXUS SECURITIES INC

NYLIFE SECURITIES LLC

IFMG SECURITIES, INC.

Primary Firm SEC Registration

SAVVY

State Registrations and Notice Filings

Exams

Series 66

Date: 5/12/2000

Series 63

Date: 10/29/1998

Series 7

Date: 1/12/1999

Current Firm

SAVVY

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAVVY

TRUST BUT VERIFY

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