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Corina Kempe

TREK FINANCIAL
DEFIANCE, OH
·CRD# 3120813·28 years experience

Professional Summary

Corina Kempe, who also goes by Corey Kempe, is a registered financial advisor currently at TREK FINANCIAL located in Defiance, Ohio. Corina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Corina has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Corey Kempe

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

TREK FINANCIAL·CRD# 109376
RIA
815 East Second St. Suite 100, Defiance, OH 43412
February 12, 2025 - Present
CETERA INVESTMENT ADVISERS LLC·CRD# 105644
RIA
Defiance, OH
November 23, 2021 - January 2, 2025
CETERA INVESTMENT SERVICES LLC·CRD# 15340
BD
Lima, OH
October 26, 2021 - January 2, 2025
TREK FINANCIAL·CRD# 109376
RIA
Defiance, OH
December 19, 2019 - January 15, 2021
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
Houston, TX
September 2, 1999 - September 26, 2002
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
November 2, 1998 - July 6, 1999

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Current Firm

TF
TREK FINANCIAL

BAUER & ASSOCIATES, INC. | WITTROCK FINANCIAL GROUP | UTAH SMALL BUSINESS SOLUTIONS | TREK FINANCIAL, LLC | TREK FINANCIAL | STRATEGIC FINANCIAL SERVICES | STRATEGIC BENEFIT SOLUTIONS | STATERA WEALTH MANAGEMENT | RETIREMENT SPECIALIST INC | PRISM FINANCIAL CONCEPTS | OMNIAVELIS | MANWARING WEALTH MANAGEMENT | LOPRESTI FINANCIAL GROUP | KEMPE FINANCIAL GROUP | INNOVATIVE RETIREMENT PLANNERS, INC. | EMPOWERED FINANCIAL MANAGEMENT | DETRAY INVESTMENT GROUP | DELMER HYDE FINANCIAL GROUP | CLINTON BROWN FINANCIAL | CAPTAIN WEALTH MANAGEMENT | BULWARK CAPITAL MANAGEMENT | BLUELINE FINANCIAL PLANNING | BCJ CAPITAL MANAGEMENT, LLC | BCJ CAPITAL MANAGEMENT | BAUER CAPTAIN & JOHNSON, INC. | BAUER CAPTAIN & ASSOCIATES, INC.

CRD#: 109376 / SEC#: 801-58087
RIA
Registered Investment Advisory firm - SEC (11/15/2000 Approved)

Contact Information

Main Address

8355 East Hartford Drive Suite 105, Scottsdale, AZ 85255

Phone Number

(480) 483-1510

# of Employees

55

SEC notice filing (40 States and Territories)

Registered to provide investment advisory services in 40 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TREK FINANCIAL 2A BROCHURE (7/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

10,768

AUM (Assets Under Management)

$2,824,296,229

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Kempe Financial Group, LLC - tax preparation and licensed insurance agent appointed with various insurance companies offering fixed insurance products. Clients should be aware that these services pay a commission and involve a conflict of interest, as the receipt of additional compensation conflicts with the fiduciary duties owed to clients by an investment advisor. Investment advisory clients are under no obligation to utilize the services of any representatives of Trek Financial in such individuals outside capacities 2) Kempe Rentals, LLC - ?Corina Kempe is the owner of multiple rental properties. She spends approximately an hour per week managing these properties. 3) Zonta Women's International. She assists women and children in need by assisting with activities and philanthropy events. She spends approximately an hour a week doing this.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TREK FINANCIAL

BAUER & ASSOCIATES, INC. | WITTROCK FINANCIAL GROUP | UTAH SMALL BUSINESS SOLUTIONS | TREK FINANCIAL, LLC | TREK FINANCIAL | STRATEGIC FINANCIAL SERVICES | STRATEGIC BENEFIT SOLUTIONS | STATERA WEALTH MANAGEMENT | RETIREMENT SPECIALIST INC | PRISM FINANCIAL CONCEPTS | OMNIAVELIS | MANWARING WEALTH MANAGEMENT | LOPRESTI FINANCIAL GROUP | KEMPE FINANCIAL GROUP | INNOVATIVE RETIREMENT PLANNERS, INC. | EMPOWERED FINANCIAL MANAGEMENT | DETRAY INVESTMENT GROUP | DELMER HYDE FINANCIAL GROUP | CLINTON BROWN FINANCIAL | CAPTAIN WEALTH MANAGEMENT | BULWARK CAPITAL MANAGEMENT | BLUELINE FINANCIAL PLANNING | BCJ CAPITAL MANAGEMENT, LLC | BCJ CAPITAL MANAGEMENT | BAUER CAPTAIN & JOHNSON, INC. | BAUER CAPTAIN & ASSOCIATES, INC.

CRD#: 109376 / SEC#: 801-58087
RIA
Registered Investment Advisory firm - SEC (11/15/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(2/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2021About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2019About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2021About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Corina Kempe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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