Robert W. Robinson

CONFIDANT FINANCIAL SOLUTIONS

Johns Creek, GA

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CRD#: 3120754

Professional summary

Robert William Robinson, CFP® is a registered financial advisor currently at CONFIDANT FINANCIAL SOLUTIONS, LLC located in Johns Creek, Georgia.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RANCHO RELAXO LLC; REAL ESTATE RENTAL PROPERTY; PURCHASE A HOME, COLLECT RENTS, PAY BILLS, AND HIRE A CPA TO FILE TAX RETURNS; 11/2012

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Robinson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

September 9, 2015 - Present

CONFIDANT FINANCIAL SOLUTIONS, LLC

RIA

CRD#: 281048

Johns Creek, GA

Past

June 1, 2009 - September 15, 2015

MORGAN STANLEY

RIA

CRD#: 149777

ALPHARETTA, GA

Past

June 1, 2009 - September 15, 2015

MORGAN STANLEY

CRD#: 149777

ALPHARETTA, GA

Past

May 3, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

ATLANTA, GA

Past

April 29, 2005 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

ATLANTA, GA

Past

February 18, 2003 - May 2, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

ALPHARETTA, GA

Past

March 22, 2001 - May 2, 2002

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

October 15, 1998 - May 2, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(9/9/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/27/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/15/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/16/1998

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/14/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/22/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/22/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

CONFIDANT FINANCIAL SOLUTIONS, LLC

CRD#: 281048 / SEC#: 801-106519

RIA

Registered Investment Advisory firm - (4/18/2016 Terminated)

Georgia

Registered Investment Advisory firm - (4/14/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Johns Creek, GA

Mailing Address

Phone number

(678) 983-5883

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	179
AUM (Assets Under Management)	$ 41,794,647

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert W. Robinson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert William Robinson's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/1998

Series 63

Date: 10/27/1998

SIE

Date: 9/15/2015

Series 31

Date: 11/16/1998

Series 7

Date: 10/14/1998

Series 10

Date: 3/22/2002

Series 9

Date: 3/22/2002

Current Firm

CONFIDANT FINANCIAL SOLUTIONS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONFIDANT FINANCIAL SOLUTIONS, LLC

TRUST BUT VERIFY

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