Derek D. O'leary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Derek Denis O'leary, who also goes by Derek O'leary, Derek D Oleary, Derek Denis Oleary, was a registered financial professional .
Derek is a previously registered financial professional and started their career in finance in 1998. Derek had worked at 9 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2017 - January 8, 2024
BLUE OWL SECURITIES
November 7, 2008 - October 20, 2015
CION SECURITIES, LLC
August 5, 2008 - October 30, 2008
WELTON STREET INVESTMENTS LLC
May 31, 2005 - June 9, 2006
GOLDMAN SACHS & CO. LLC
November 3, 2004 - May 17, 2005
BNY MELLON SECURITIES CORPORATION
October 28, 2004 - May 17, 2005
BNY MELLON SECURITIES CORPORATION
March 11, 2003 - August 24, 2004
CITIGROUP GLOBAL MARKETS INC.
March 11, 2003 - August 24, 2004
CITIGROUP GLOBAL MARKETS INC.
June 26, 2002 - November 16, 2004
MERRILL LYNCH INVESTMENT MANAGERS LP
October 5, 2001 - February 10, 2003
FAM DISTRIBUTORS, INC.
November 18, 1998 - June 21, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
