David John Marotta
AIF®, CFP®Professional Summary
David John Marotta, AIF®, CFP® is a registered financial advisor currently at MAROTTA WEALTH MANAGEMENT, INC. located in Charlottesville, Virginia. David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Investment Management
- Retirement Planning
- Business Services
- Financial Planning
- Social Security & Medicare Planning
- Tax Planning
- Education Funding
Specializations
Biography
David John Marotta writes a weekly financial articles. Subscribe for free at http://www.marottaonmoney.com
Other Aliases
There are no additional aliases reported.
Similar Advisors
FIDELITY PERSONAL AND WORKPLACE ADVISORS
J.P. MORGAN SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
NYLIFE SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
FIDELITY PERSONAL AND WORKPLACE ADVISORS
J.P. MORGAN SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
NYLIFE SECURITIES LLC
Contact Information
Direct
(xxx) xxx-xxxx
Similar Advisors
FIDELITY PERSONAL AND WORKPLACE ADVISORS
J.P. MORGAN SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
NYLIFE SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
FIDELITY PERSONAL AND WORKPLACE ADVISORS
J.P. MORGAN SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
NYLIFE SECURITIES LLC
Credentials
Years of Experience
19 years in the financial services industry
Current & Past Employments
Similar Advisors
FIDELITY PERSONAL AND WORKPLACE ADVISORS
J.P. MORGAN SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
NYLIFE SECURITIES LLC
Current Firm
MAROTTA ASSET MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT
Contact Information
Main Address
1000 Ednam Center Suite 200, Charlottesville, VA 22903-4615Phone Number
(434) 244-0000# of Employees
16SEC notice filing (22 States and Territories)
Registered to provide investment advisory services in 22 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,947AUM (Assets Under Management)
$686,035,648Similar Advisors
FIDELITY PERSONAL AND WORKPLACE ADVISORS
J.P. MORGAN SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
NYLIFE SECURITIES LLC
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
FIDELITY PERSONAL AND WORKPLACE ADVISORS
J.P. MORGAN SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
NYLIFE SECURITIES LLC
Primary Firm SEC Registration
MAROTTA ASSET MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT, INC. | MAROTTA WEALTH MANAGEMENT
State Registrations and Notice Filings
(3/8/2007)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
FIDELITY PERSONAL AND WORKPLACE ADVISORS
J.P. MORGAN SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
NYLIFE SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view David John Marotta's CRS (Customer Relationship Summary).
Services Offered by David
- Investment Management
- Retirement Planning
- Business Services
- Financial Planning
- Social Security & Medicare Planning
- Tax Planning
- Education Funding
Similar Advisors
FIDELITY PERSONAL AND WORKPLACE ADVISORS
J.P. MORGAN SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
NYLIFE SECURITIES LLC
