AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JS

James H. Smith

TRILLIUM WEALTH
WINTER PARK, FL 32789
Some features on this profile are disabled
CRD#: 3120584
JS
James Henry Smith IIITRILLIUM WEALTH

Professional summary

James Henry Smith III, who also goes by Jaime Smith, James Henry Smith Esq, James Henry Smith, James Smith, is a registered financial advisor currently at TRILLIUM WEALTH LLC located in Winter Park, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. James has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Aliases

Jaime Smith | James Henry Smith Esq | James Henry Smith | James Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 06/22/2016: Smith Wealth Management Group - DBA for LPL Business (entity for LPL business) - Smith Wealth Management Group - INV REL - Start 06/15/2016 - 1900 N 18th St, Suite 804, Monroe, LA 71201 - 160 Hr/Mo; 160 During Secs Trdg Hrs (2) 07/21/2016 * GWM Advisors, LLC * Registered Investment Advisor DBA * (Hybrid) Smith Wealth Management Group * INV REL * 1900 N 18t St, Suite 804, Monroe, LA 71201 * IAR - a. yes, b. yes, c. adv's approved & submitted * START 06/15/2016 * 160 HRS/MO DURING SECS TRDG HRS. (3) 2/27/2018 - Smith Wealth Management Group - DBA: (Hybrid) Goss Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date:02/22/2018 - 120 Hour(s) Per Month/120 Hour(s) During Trading. (4) 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 06/15/2016 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 06/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Henry Smith III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 8, 2026 - Present

TRILLIUM WEALTH LLC

Office #1: 230 S New York Ave Suite 200, Winter Park, FL 32789Office #2: 1900 N. 18th Street Suite 804, Monroe, LA 71201
RIA
CRD#: 341186
WINTER PARK, FL
Past

May 24, 2023 - May 1, 2026

CWM, LLC

RIA
CRD#: 155344
Monroe, LA
Past

June 15, 2016 - May 23, 2023

NEWEDGE ADVISORS

RIA
CRD#: 171351
Monroe, LA
Past

June 15, 2016 - June 12, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
MONROE, LA
Past

February 13, 2013 - June 24, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
MONROE, LA
Past

February 13, 2013 - June 24, 2016

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
MONROE, LA
Past

June 7, 2007 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA
CRD#: 4161
MONROE, LA
Past

May 7, 2007 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MONROE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Louisiana
(5/8/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/13/2016
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/19/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/4/2007
General Securities Representative Examination

Current Firm

TW
TRILLIUM WEALTH LLC
TRILLIUM WEALTH LLC

CRD#: 341186 / SEC#: 801-135712

RIA
Registered Investment Advisory firm - (3/26/2026 120-Day Approval)
Loading...

Contact information

Main Address
230 S New York Ave Suite 200, Winter Park, FL 32789
Mailing Address
Phone number
(321) 295-8492
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TRILLIUM WEALTH LLC ADV 2A (2/26/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRILLIUM WEALTH LLC

CRD#: 341186Winter Park, FL 32789

TRUST BUT VERIFY

Monitor James Smith

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Robert Lee Hrnicek
Robert HrnicekAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
Farmers Branch, TX
Matthew E Dollinger
Matthew DollingerAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
JOLIET, IL
Nicole Marie Amore
Nicole AmoreAdvisorCheck Check Mark
PARALLEL ADVISORS, LLC
IAR
WOOD DALE, IL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.