James H. Smith

TRILLIUM WEALTH

WINTER PARK, FL 32789

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CRD#: 3120584

Professional summary

James Henry Smith III, who also goes by Jaime Smith, James Henry Smith Esq, James Henry Smith, James Smith, is a registered financial advisor currently at TRILLIUM WEALTH LLC located in Winter Park, Florida.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. James has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jaime Smith | James Henry Smith Esq | James Henry Smith | James Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Henry Smith III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2026 - Present

TRILLIUM WEALTH LLC

Office #1: 230 S New York Ave Suite 200, Winter Park, FL 32789Office #2: 1900 N. 18th Street Suite 804, Monroe, LA 71201

RIA

CRD#: 341186

WINTER PARK, FL

Past

May 24, 2023 - May 1, 2026

CWM, LLC

RIA

CRD#: 155344

Monroe, LA

Past

June 15, 2016 - May 23, 2023

NEWEDGE ADVISORS

RIA

CRD#: 171351

Monroe, LA

Past

June 15, 2016 - June 12, 2023

LPL FINANCIAL LLC

CRD#: 6413

MONROE, LA

Past

February 13, 2013 - June 24, 2016

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

MONROE, LA

Past

February 13, 2013 - June 24, 2016

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

MONROE, LA

Past

June 7, 2007 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

MONROE, LA

Past

May 7, 2007 - February 13, 2013

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

MONROE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(5/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/13/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/19/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2007

General Securities Representative Examination

Current Firm

TRILLIUM WEALTH LLC

CRD#: 341186 / SEC#: 801-135712

RIA

Registered Investment Advisory firm - (3/26/2026 120-Day Approval)

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Contact information

Main Address

230 S New York Ave Suite 200, Winter Park, FL 32789

Mailing Address

Phone number

(321) 295-8492

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRILLIUM WEALTH LLC ADV 2A (2/26/2026)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James H. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Henry Smith III's CRS (Customer Relationship Summary).

Certified licenses

Experience

CWM, LLC

NEWEDGE ADVISORS

LPL FINANCIAL LLC

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/13/2016

Series 63

Date: 7/19/2007

SIE

Date: 10/1/2018

Series 7

Date: 5/4/2007

Current Firm

TRILLIUM WEALTH LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

TRILLIUM WEALTH LLC

TRUST BUT VERIFY

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