RT
Ryoichi S. Tsuchiya
GENERATIONS WEALTH
Mason, OH 45040
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CRD#: 3120557
RT
Professional summary
Ryoichi Steven Tsuchiya is a registered financial advisor currently at GENERATIONS WEALTH, LLC located in Mason, Ohio.
Ryoichi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Ryoichi has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Entity Name: America3 Foundation|Investment related: No| 1601 Forum Place West Palm Beach, FL 33401|Nature of the other business: This is a non-profit, educational institution that promotes the history of yachting through publishing books and organizing exhibits for museums.| Position/Title/Relationship: Title/position: Historical Editor. | Start Date: 01-Dec-2010| Approximate # of hours a month: as of May 11, 2017, only 1 hour to 5 hours per month will be devoted to the project (none during trading hours) |Duties: Review and edit the text/data of the book series, "The Holy Grail of Yachting: The Art and Artifacts of the America's Cup.
ORG NAME:PHOTOGRAPHER |MASON, OH, US | NATURE OF BUS:PHOTOGRAPHY (not investment-related) | TITLE:PHOTOGRAPHER | DUTIES: From time to time sells photographs and photographic essays | START DT:07/15/2009 | TOTAL HRS /mo:10 (none during trading hours)
SOLE PROPRIETOR/CONSULTANT OF "STEVE TSUCHIYA YACHTING" |MASON, OH, US | EDUCATES THE PUBLIC, THE MEDIA, AND OTHER ENTITIES ABOUT THE HISTORY OF YACHTING THROUGH PRIVATE CONSULTATION, LECTURES, EVENTS, PERSONAL APPEARANCES, BROADCAST, PRINT AND ELECTRONIC MEDIA.TERM OF OFFICE: INDEFINITE.
Tsuchiya Brothers, LLC | 2511 Essex Place, Studio 155 Cincinnati, OH 45206 | This business designs and sculpts plaques for private commission and for wholesale distribution. | Founded November 2017 | Approximately 160 hours per month (up to 6.5 hours during trading hours) | Duties includes prospecting new clients and designing art.
CRS (Client Relationship Summary) - RIA
Click below to view Ryoichi Steven Tsuchiya's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2018 - Present
GENERATIONS WEALTH, LLC
Office #1: 5947 Deerfield Blvd Suite 202, Mason, OH 45040RIA
CRD#: 173352
Mason, OH
Past
June 14, 2010 - May 15, 2012
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
CINCINNATI, OH
Past
June 11, 2010 - November 16, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CINCINNATI, OH
Past
January 12, 2005 - May 27, 2010
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
COVINGTON, KY
Past
October 15, 1998 - May 26, 2010
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
COVINGTON, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GENERATIONS WEALTH, LLC
ALTIORA GROUP, LLC | GENERATIONS WEALTH, LLC
CRD#: 173352 / SEC#: 801-80555
RIA
Registered Investment Advisory firm - (11/24/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(8/10/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
GW
GENERATIONS WEALTH, LLC
ALTIORA GROUP, LLC | GENERATIONS WEALTH, LLC
CRD#: 173352 / SEC#: 801-80555
RIA
Registered Investment Advisory firm - (11/24/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5947 Deerfield Blvd Suite 202, Mason, OH 45040
Mailing Address
Phone number
(513) 834-8056
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 334 |
| AUM (Assets Under Management) | $ 269,969,885 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/02/2025 | ||
| 08/08/2024 | ||
| 07/18/2023 |
Red Flags
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Company Information
GENERATIONS WEALTH, LLC
CRD#: 173352Mason, OH 45040TRUST BUT VERIFY
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