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Ryoichi Steven Tsuchiya

GENERATIONS WEALTH
CINCINNATI, OH
·CRD# 3120557·28 years experience

Professional Summary

Ryoichi Steven Tsuchiya is a registered financial advisor currently at GENERATIONS WEALTH, LLC located in Cincinnati, Ohio. Ryoichi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Ryoichi has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

GENERATIONS WEALTH, LLC·CRD# 173352
RIA
7707 Camargo Road, Cincinnati, OH 45243
August 10, 2018 - Present
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Cincinnati, OH
June 14, 2010 - May 15, 2012
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Cincinnati, OH
June 11, 2010 - November 16, 2017
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Covington, KY
January 12, 2005 - May 27, 2010
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Covington, KY
October 15, 1998 - May 26, 2010

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Current Firm

GW
GENERATIONS WEALTH, LLC

ALTIORA GROUP, LLC | GENERATIONS WEALTH, LLC

CRD#: 173352 / SEC#: 801-80555
RIA
Registered Investment Advisory firm - SEC (11/24/2014 Approved)

Contact Information

Main Address

7707 Camargo Road, Cincinnati, OH 45243

Phone Number

(513) 834-8056

# of Employees

10

SEC notice filing (4 States and Territories)

Registered to provide investment advisory services in 4 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

GENERATIONS WEALTH 2026 ANNUAL BROCHURE (3/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

360

AUM (Assets Under Management)

$307,757,115

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/19/2025Cover PageReport
10/02/2025Cover PageReport
08/08/2024Cover PageReport
07/18/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Entity Name: America3 Foundation|Investment related: No| 1601 Forum Place West Palm Beach, FL 33401|Nature of the other business: This is a non-profit, educational institution that promotes the history of yachting through publishing books and organizing exhibits for museums.| Position/Title/Relationship: Title/position: Historical Editor. | Start Date: 01-Dec-2010| Approximate # of hours a month: as of May 11, 2017, only 1 hour to 5 hours per month will be devoted to the project (none during trading hours) |Duties: Review and edit the text/data of the book series, "The Holy Grail of Yachting: The Art and Artifacts of the America's Cup. ORG NAME:PHOTOGRAPHER |MASON, OH, US | NATURE OF BUS:PHOTOGRAPHY (not investment-related) | TITLE:PHOTOGRAPHER | DUTIES: From time to time sells photographs and photographic essays | START DT:07/15/2009 | TOTAL HRS /mo:10 (none during trading hours) SOLE PROPRIETOR/CONSULTANT OF "STEVE TSUCHIYA YACHTING" |MASON, OH, US | EDUCATES THE PUBLIC, THE MEDIA, AND OTHER ENTITIES ABOUT THE HISTORY OF YACHTING THROUGH PRIVATE CONSULTATION, LECTURES, EVENTS, PERSONAL APPEARANCES, BROADCAST, PRINT AND ELECTRONIC MEDIA.TERM OF OFFICE: INDEFINITE. Tsuchiya Brothers, LLC | 2511 Essex Place, Studio 155 Cincinnati, OH 45206 | This business designs and sculpts plaques for private commission and for wholesale distribution. | Founded November 2017 | Approximately 160 hours per month (up to 6.5 hours during trading hours) | Duties includes prospecting new clients and designing art.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GENERATIONS WEALTH, LLC

ALTIORA GROUP, LLC | GENERATIONS WEALTH, LLC

CRD#: 173352 / SEC#: 801-80555
RIA
Registered Investment Advisory firm - SEC (11/24/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(8/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ryoichi Steven Tsuchiya's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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