Joy R. Clements
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joy Rucker Clements, who also goes by Joy Celeste Rucker, was a registered financial professional .
Joy is a previously registered financial professional and started their career in finance in 1998. Joy had worked at 3 firms and has passed the Series 65, Series 66, Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2006 - March 15, 2012
JP WEALTH MANAGEMENT, INC.
June 23, 2003 - May 31, 2005
CARILLON INVESTMENTS, INC.
February 23, 2000 - May 31, 2005
CARILLON INVESTMENTS, INC.
October 15, 1998 - February 3, 2000
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
JP WEALTH MANAGEMENT, INC.
CRD#: 129475 / SEC#: 801-63273
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JP WEALTH MANAGEMENT, INC.
CRD#: 129475 / SEC#: 801-63273
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 262 |
| AUM (Assets Under Management) | $ 252,392,860 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
