Alexander S. Fischer

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CRD#: 3120549

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexander Scott Fischer was a registered financial professional .

Alexander is a previously registered financial professional and started their career in finance in 1998. Alexander had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 16, 2012 - July 13, 2015

FORT WASHINGTON INVESTMENT ADVISORS INC

RIA

CRD#: 107126

CINCINNATI, OH

Past

February 21, 2007 - August 17, 2012

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

CINCINNATI, OH

Past

February 20, 2007 - August 17, 2012

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

CINCINNATI, OH

Past

May 13, 2005 - February 6, 2007

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

CINCINNATI, OH

Past

May 12, 2005 - February 6, 2007

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

CINCINNATI, OH

Past

April 22, 2004 - May 2, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

MILFORD, OH

Past

April 22, 2004 - May 2, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

March 26, 2002 - April 14, 2004

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

January 18, 2000 - February 26, 2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 15, 1998 - December 15, 1999

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT WASHINGTON INVESTMENT ADVISORS INC

CRD#: 107126 / SEC#: 801-37235

RIA

Registered Investment Advisory firm - (9/14/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/15/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/8/1998

General Securities Representative Examination

Current Firm

FORT WASHINGTON INVESTMENT ADVISORS INC

CRD#: 107126 / SEC#: 801-37235

RIA

Registered Investment Advisory firm - (9/14/1990 Approved)

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Contact information

Main Address

303 Broadway Suite 1200, Cincinnati, OH 45202

Mailing Address

P.o. Box 2388, Cincinnati, OH 45201-2388

Phone number

(513) 361-7600

Established

Firm type

Fiscal year end

# of Employees

154

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORT WASHINGTON INVESTMENT ADVISORS FORM ADV PART 2A (10/31/2025)

FORM CRS (5/1/2025)

Regulatory assets under management

Total Number of Accounts	4,674
AUM (Assets Under Management)	$ 84,948,848,163

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/30/2025	Cover Page	Report
11/04/2024	Cover Page	Report
06/30/2023	Cover Page	Report
11/04/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexander S. Fischer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

FIFTH THIRD SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FORT WASHINGTON INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2000

Series 63

Date: 10/15/1998

Series 7

Date: 10/8/1998

Current Firm

FORT WASHINGTON INVESTMENT ADVISORS INC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORT WASHINGTON INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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