Daniello Natoli

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CRD#: 3120243

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Daniello Natoli was a registered financial professional .

Daniello is a previously registered financial professional and started their career in finance in 1998. Daniello had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 87, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 3, 2019 - November 10, 2020

CORNWALL PARTNERS, LLC

CRD#: 141684

NEW YORK, NY

Past

March 27, 2017 - December 12, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

March 16, 2017 - December 12, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 4, 2016 - December 19, 2016

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

January 5, 2016 - March 24, 2016

COINBASE SECURITIES, INC.

CRD#: 151143

NEW YORK, NY

Past

December 12, 2013 - January 2, 2014

APB FINANCIAL GROUP, LLC

CRD#: 38235

NEW YORK, NY

Past

August 6, 2012 - May 20, 2013

REVERE SECURITIES LLC

CRD#: 14178

NEW YORK, NY

Past

September 4, 2009 - July 29, 2010

TOCQUEVILLE SECURITIES L.P.

CRD#: 26001

NEW YORK, NY

Past

July 9, 2008 - March 18, 2009

MATRIX U.S.A., LLC

CRD#: 38057

NEW YORK, NY

Past

May 24, 2006 - November 8, 2007

BEAR WAGNER SPECIALISTS LLC

CRD#: 32691

NEW YORK, NY

Past

December 6, 2000 - August 9, 2001

ABN AMRO INCORPORATED

CRD#: 15776

STAMFORD, CT

Past

December 6, 2000 - August 10, 2001

FIVE ARROWS CAPITAL MARKETS LLC

CRD#: 103806

NEW YORK, NY

Past

November 30, 1998 - October 27, 2000

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/25/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/28/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 9/5/2008

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 55

Date: 11/20/2007

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 10/2/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/21/2012

General Securities Principal Examination

Current Firm

CORNWALL PARTNERS, LLC

CRD#: 141684 / SEC#: , 8-67407

Cancelled by SEC on 06/09/2022

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 02/10/2006

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
SPINDEL, SHELLEY	OWNER	5570665
STUPAY, SHELLEY HOPE	OWNER	5570644
EFREM, KATHY KHATINA	CEO, FINOP, CFO	3248100
RAFFERTY, MARIANNE KATHLEEN	CCO	1982973

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Daniello Natoli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

OPPENHEIMER & CO. INC.

COINBASE SECURITIES, INC.

APB FINANCIAL GROUP, LLC

REVERE SECURITIES LLC

TOCQUEVILLE SECURITIES L.P.

MATRIX U.S.A., LLC

BEAR WAGNER SPECIALISTS LLC

ABN AMRO INCORPORATED

FIVE ARROWS CAPITAL MARKETS LLC

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/25/2017

Series 63

Date: 7/28/2008

SIE

Date: 12/12/2017

Series 87

Date: 9/5/2008

Series 55

Date: 11/20/2007

Series 7

Date: 10/2/1998

Series 24

Date: 8/21/2012

Current Firm

CORNWALL PARTNERS, LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

CORNWALL PARTNERS, LLC

TRUST BUT VERIFY

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