Sean W. Mcginnis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean William Mcginnis, CFA was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 1998. Sean had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2012 - July 1, 2020
ELK CREEK PARTNERS, LLC
August 23, 2011 - December 31, 2011
ELK CREEK PARTNERS, LLC
January 31, 2000 - January 17, 2003
MAM SECURITIES, LLC
September 25, 1998 - June 20, 2000
PROMETHEAN CAPITAL GROUP LLC
State Registrations and Notice Filings
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Exams
Current Firm
ELK CREEK PARTNERS, LLC
CRD#: 157499 / SEC#: 801-78960
Contact information
Red Flags
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