Lawrence D. Flynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence David Flynn, who also goes by Larry Flynn, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1999. Lawrence had worked at 9 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 2020 - April 13, 2022
MADISON AVENUE SECURITIES, LLC
April 16, 2019 - August 6, 2020
J.W. COLE FINANCIAL, INC.
March 24, 2017 - April 12, 2022
CENTENNIAL WEALTH ADVISORY, LLC
January 17, 2017 - April 18, 2019
G.F. INVESTMENT SERVICES, LLC
February 21, 2013 - January 19, 2017
INVESTACORP ADVISORY SERVICES INC
February 19, 2013 - January 19, 2017
INVESTACORP, INC.
September 23, 2010 - February 26, 2013
CETERA ADVISORS LLC
January 1, 2004 - February 26, 2013
CETERA ADVISORS LLC
October 19, 1999 - January 1, 2004
VESTAX SECURITIES CORPORATION
February 1, 1999 - October 20, 1999
BROOKLIGHT PLACE SECURITIES, INC.
Primary Firm SEC Registration
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MANAGER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
