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JT

John William Tympanick

GLOBAL VISION FINANCIAL SERVICES
SAGAMORE BEACH, MA
·CRD# 3119767·28 years registered

Professional Summary

John William Tympanick, who also goes by John Tympanick, is a registered financial advisor currently at GLOBAL VISION FINANCIAL SERVICES located in Sagamore Beach, Massachusetts and . John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. John has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Tympanick

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years registered in the securities industry

Current & Past Employments

Current

GLOBAL VISION FINANCIAL SERVICESCurrent·CRD# 122446
RIA
110 State Road, Suite #5, Sagamore Beach, MA 02562
October 28, 1998 - Present
GLOBAL VISION FINANCIAL SERVICESCurrent·CRD# 304372
RIA
Sarasota, FL
July 26, 2019 - Present

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Current Firm

GV
GLOBAL VISION FINANCIAL SERVICES

GLOBAL VISION FINANCIAL SERVICES | KIKME LLC | JWT INVESTMENT AND TAX CONSULTANT DBA JWT FINANCIAL SERVICES | GLOBAL VISION FINANCIAL SERVICES LLC

CRD#: 304372
Florida
Registered Investment Advisory firm - Florida (7/26/2019 Approved)

Contact Information

Main Address

Sarasota, FL

Phone Number

(941) 346-3446

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

37

AUM (Assets Under Management)

$81,495,939

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently working with three other entities: JWT Investment and Tax Consultant as a Principal. My role is exactly similar to what I will be doing for Global Vision Financial Services LLC that includes investment advising, financial planning and tax advising. Massachusetts Medical Malpractice Reinsurance Plan, a medical malpractice reinsurer, the company is located in Southborough, MA. I am a member of their investment committee, it is investment related. I have on the committee since 2005 and spend less than 10 hours a year on this activity. the committee is responsible for the overseeing of investing of the company's assets. Lastly, I am a hearing officer for the Massachusetts Board of Bar Overseers in Boston, MA. I began as a hearing officer in late 2016. I have not spent any time since being nominated. However if I was called to hear a case, it would usually only last three days (or 24 hours). The BBO oversees the disciplinary hearings for Massachusetts lawyers who are charged with unethical behavior.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(7/26/2019)
IAR
Massachusetts
(10/28/1998)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 1998About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John William Tympanick's CRS (Customer Relationship Summary).

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