Francis J. Troise
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Francis Joseph Troise was a registered financial professional .
Francis is a previously registered financial professional and started their career in finance in 1999. Francis had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2016 - February 15, 2018
MATRIX EXECUTIONS, LLC
January 15, 2016 - March 20, 2019
VIRTU ITG LLC
January 15, 2016 - March 20, 2019
VIRTU ALTERNET SECURITIES LLC
April 14, 2010 - January 19, 2016
J.P. MORGAN SECURITIES LLC
September 22, 2008 - January 27, 2010
BARCLAYS CAPITAL INC.
March 22, 2005 - September 22, 2008
LEHMAN BROTHERS INC.
December 1, 1999 - May 2, 2001
VIRTU ALTERNET SECURITIES LLC
March 25, 1999 - March 3, 2005
VIRTU ITG LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/8/2010
Limited Representative-Equity Trader ExamCurrent Firm
MATRIX EXECUTIONS, LLC
CRD#: 38455 / SEC#: , 8-48255
Contact information
FINRA licenses (30 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 9 |
Red Flags
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