Mauricio N. Gruener
Professional summary
Mauricio Nmn Gruener, who also goes by Mauricio Gruener, is a registered financial professional currently at GFG SECURITIES, LLC located in Miami, Florida.
Mauricio is registered as a RR (Registered Representative) and started their career in finance in 1998. Mauricio has worked at 4 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mauricio Nmn Gruener's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2005 - Present
GFG SECURITIES, LLC
Office #1: 701 Brickell Avenue Suite 1400, Miami, FL 33131Office #2: 701 Brickell Avenue Suite 1400, Miami, FL 33131January 17, 2003 - August 14, 2003
CREDIT SUISSE SECURITIES (USA) LLC
January 17, 2003 - August 14, 2003
CREDIT SUISSE SECURITIES (USA) LLC
June 20, 2001 - January 17, 2003
PERSHING LLC
June 20, 2001 - January 17, 2003
PERSHING LLC
October 20, 1998 - June 14, 2001
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2005)
(1/27/2005)
(3/23/2005)
(3/21/2022)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GFG SECURITIES, LLC
CRD#: 132602 / SEC#: , 8-66606
Contact information
FINRA licenses (4 States and Territories)
Red Flags
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